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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-2.92%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$250M
AUM Growth
-$19.9M
Cap. Flow
-$13.1M
Cap. Flow %
-5.23%
Top 10 Hldgs %
26.82%
Holding
176
New
19
Increased
47
Reduced
63
Closed
36

Top Buys

Rank Stock Value
1
GDV icon
Gabelli Dividend & Income Trust
GDV
+$4.48M
2
ASG
Liberty All-Star Growth Fund
ASG
+$4.35M
3
SPXX icon
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
+$3.99M
4
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$3.38M
5
DEX
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
+$2.89M

Top Sells

Rank Stock Value
1
EOS
Eaton Vance Enhance Equity Income Fund II
EOS
+$4.84M
2
SPE
Special Opportunities Fund
SPE
+$3.86M
3
GLQ
Clough Global Equity Fund
GLQ
+$3.73M
4
EAD
Allspring Income Opportunities Fund
EAD
+$3.01M
5
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$2.95M

Sector Composition

Rank Sector Weight
1 Financials 4.38%
2 Technology 0.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGT icon
51
BlackRock Floating Rate Income Trust
BGT
$323M
$1.74M 0.69%
130,619
-32,860
-20% -$429K
SABA
52
Saba Capital Income & Opportunities Fund II
SABA
$220M
$1.65M 0.66%
153,322
+140,840
+1,128% +$1.55M
FAX
53
abrdn Asia-Pacific Income Fund
FAX
$599M
$1.65M 0.66%
+66,098
New +$1.69M
PHD
54
DELISTED
Pioneer Floating Rate Fund
PHD
$1.63M 0.65%
141,930
+129,505
+1,042% +$1.48M
FRA icon
55
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
$1.55M 0.62%
115,750
-34,824
-23% -$464K
BRW
56
Saba Capital Income & Opportunities Fund
BRW
$336M
$1.53M 0.61%
168,307
+11,320
+7% +$104K
AOD
57
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$1.52M 0.61%
155,697
-82,899
-35% -$848K
IRL
58
DELISTED
NEW IRELAND FUND INC
IRL
$1.51M 0.6%
122,602
+3,472
+3% +$44K
DSU icon
59
BlackRock Debt Strategies Fund
DSU
$593M
$1.48M 0.59%
128,364
-47,322
-27% -$538K
GAB icon
60
Gabelli Equity Trust
GAB
$1.75B
$1.48M 0.59%
221,809
-66,362
-23% -$450K
CAF
61
Morgan Stanley China A Share Fund
CAF
$322M
$1.47M 0.59%
70,134
-1,051
-1% -$22.4K
JPC icon
62
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$1.42M 0.57%
143,842
-12,654
-8% -$126K
TDF
63
Templeton Dragon Fund
TDF
$270M
$1.35M 0.54%
74,908
-1,372
-2% -$28.3K
SWZ
64
Swiss Helvetia Fund
SWZ
$76.5M
$1.32M 0.53%
143,605
+16,615
+13% +$162K
NCZ
65
Virtus Convertible & Income Fund II
NCZ
$294M
$1.24M 0.5%
59,739
-7,532
-11% -$161K
GDO
66
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.1M
$1.18M 0.47%
65,542
+15,588
+31% +$286K
AGD
67
abrdn Global Dynamic Dividend Fund
AGD
$318M
$1.13M 0.45%
96,954
-51,175
-35% -$621K
EVV
68
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$1.11M 0.45%
84,598
-94,621
-53% -$1.26M
HNW
69
DELISTED
Pioneer Diversified High Income Fund
HNW
$1.1M 0.44%
70,944
-136,898
-66% -$2.11M
BST icon
70
BlackRock Science and Technology Trust
BST
$1.61B
$1.08M 0.43%
+20,623
New +$1.12M
AWF
71
AllianceBernstein Global High Income Fund
AWF
$870M
$1.06M 0.42%
86,438
+1,050
+1% +$13K
IAE
72
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$91.8M
$1.06M 0.42%
123,355
– –
HIO
73
Western Asset High Income Opportunity Fund
HIO
$336M
$1.04M 0.41%
199,572
+33,029
+20% +$174K
BCV
74
Bancroft Fund
BCV
$133M
$1.02M 0.41%
34,509
+1,797
+5% +$56K
PGZ
75
Principal Real Estate Income Fund
PGZ
$68.4M
$1.01M 0.4%
68,735
+24,105
+54% +$371K
1 2
3
4 5

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Shaker Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Shaker Financial Services held 176 positions worth $250M, down 7.4% from $270M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Shaker Financial Services withdrew a net $13.1M in Q3 2021, closing 36 positions and reducing 63 holdings. Its most notable exit was Eaton Vance Enhance Equity Income Fund II, an estimated $4.84M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 4.8% a quarter earlier, followed by Technology.

Against the trend, Shaker Financial Services opened a new position in Liberty All-Star Growth Fund worth $4.32M.

  • Shaker Financial Services's largest Q3 2021 buy was Liberty All-Star Growth Fund: 500,753 shares worth $4.32M.
  • Shaker Financial Services added most to Gabelli Dividend & Income Trust in Q3 2021, an estimated $4.48M increase.
  • Shaker Financial Services's biggest Q3 2021 reduction was Allspring Income Opportunities Fund, cutting an estimated $3.01M.
  • Shaker Financial Services fully exited Eaton Vance Enhance Equity Income Fund II in Q3 2021, selling an estimated $4.84M.
  • Shaker Financial Services's ten largest holdings make up 27% of its $250M portfolio in Q3 2021.
  • Shaker Financial Services opened 19 new positions and closed 36 in Q3 2021.
  • Shaker Financial Services's portfolio value fell 7.4% quarter-over-quarter to $250M.

Based on Shaker Financial Services's 13F filing for Q3 2021, filed 2 Nov 2021.