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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-1.66%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$169M
AUM Growth
+$16.4M
Cap. Flow
+$17.4M
Cap. Flow %
10.33%
Top 10 Hldgs %
29.12%
Holding
151
New
39
Increased
31
Reduced
39
Closed
42

Top Buys

Rank Stock Value
1
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$3.63M
2
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$3.5M
3
CHW
Calamos Global Dynamic Income Fund
CHW
+$3.29M
4
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$3.25M
5
PFL
PIMCO Income Strategy Fund
PFL
+$3.11M

Top Sells

Rank Stock Value
1
GAM
General American Investors Company
GAM
+$4.99M
2
GDV icon
Gabelli Dividend & Income Trust
GDV
+$4.59M
3
STEW
SRH Total Return Fund
STEW
+$3.27M
4
HHY
Brookfield High Income Fund Inc.
HHY
+$2.96M
5
FHY
First Trust Strategic High
FHY
+$2.04M

Sector Composition

Rank Sector Weight
1 Financials 6.09%
2 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOF icon
51
Cohen & Steers Closed End Opportunity Fund
FOF
$377M
$1.23M 0.73%
+105,406
New +$1.24M
ZF
52
DELISTED
Virtus Total Return Fund Inc.
ZF
$1.23M 0.73%
102,136
-123,387
-55% -$1.45M
AWF
53
AllianceBernstein Global High Income Fund
AWF
$870M
$1.11M 0.66%
+88,168
New +$1.08M
EXG icon
54
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.99B
$1.08M 0.64%
+134,204
New +$1.11M
FFA
55
First Trust Enhanced Equity Income Fund
FFA
$450M
$1.05M 0.62%
78,062
-8,135
-9% -$109K
GGM
56
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$1.05M 0.62%
+47,137
New +$1.02M
GDV icon
57
Gabelli Dividend & Income Trust
GDV
$2.6B
$1M 0.59%
49,966
-236,981
-83% -$4.59M
GAB icon
58
Gabelli Equity Trust
GAB
$1.75B
$990K 0.59%
+184,857
New +$979K
ETY icon
59
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.29B
$889K 0.53%
+85,918
New +$892K
FDEU
60
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$882K 0.52%
+56,855
New +$861K
EFF
61
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$853K 0.51%
49,746
-4,787
-9% -$77.2K
SPE
62
Special Opportunities Fund
SPE
$139M
$840K 0.5%
64,427
-20,999
-25% -$283K
GDO
63
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.1M
$817K 0.48%
47,746
+37,703
+375% +$645K
AOD
64
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$807K 0.48%
106,426
+25,529
+32% +$190K
HIE
65
DELISTED
Miller/Howard High Income Equity Fund
HIE
$806K 0.48%
+65,077
New +$780K
RVT icon
66
Royce Value Trust
RVT
$2.21B
$764K 0.45%
57,049
-1,333
-2% -$17.1K
BOE icon
67
BlackRock Enhanced Global Dividend Trust
BOE
$673M
$739K 0.44%
63,869
-27,613
-30% -$322K
JQC icon
68
Nuveen Credit Strategies Income Fund
JQC
$704M
$704K 0.42%
79,500
+22,000
+38% +$188K
EVF
69
Eaton Vance Senior Income Trust
EVF
$90.3M
$693K 0.41%
103,742
+52,643
+103% +$340K
BDJ icon
70
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$670K 0.4%
+82,156
New +$648K
HYI
71
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
$646K 0.38%
42,957
-13,274
-24% -$198K
NFJ
72
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$638K 0.38%
50,566
+39,350
+351% +$493K
DHF
73
BNY Mellon High Yield Strategies Fund
DHF
$171M
$635K 0.38%
+189,000
New +$620K
GCV
74
Gabelli Convertible and Income Securities Fund
GCV
$90.9M
$625K 0.37%
+132,967
New +$625K
TY icon
75
TRI-Continental Corp
TY
$1.86B
$623K 0.37%
28,241
-73,152
-72% -$1.57M
1 2
3
4 5

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Shaker Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Shaker Financial Services held 151 positions worth $169M, up 11% from $152M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Shaker Financial Services deployed $17.4M of net new capital in Q4 2016, opening 39 new positions and adding to 31 existing holdings. Its largest new stake was Nuveen S&P 500 Buy-Write Income Fund: 285,670 shares worth $3.63M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, down from 6.3% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was Gabelli Dividend & Income Trust, an estimated $4.59M trimmed.

  • Shaker Financial Services's largest Q4 2016 buy was Nuveen S&P 500 Buy-Write Income Fund: 285,670 shares worth $3.63M.
  • Shaker Financial Services added most to Nuveen Core Equity Alpha Fund in Q4 2016, an estimated $3.5M increase.
  • Shaker Financial Services's biggest Q4 2016 reduction was Gabelli Dividend & Income Trust, cutting an estimated $4.59M.
  • Shaker Financial Services fully exited General American Investors Company in Q4 2016, selling an estimated $4.99M.
  • Shaker Financial Services's ten largest holdings make up 29% of its $169M portfolio in Q4 2016.
  • Shaker Financial Services opened 39 new positions and closed 42 in Q4 2016.
  • Shaker Financial Services's portfolio value rose 11% quarter-over-quarter to $169M.

Based on Shaker Financial Services's 13F filing for Q4 2016, filed 8 Feb 2017.