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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-7.82%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$202M
AUM Growth
-$3.09M
Cap. Flow
+$13.7M
Cap. Flow %
6.75%
Top 10 Hldgs %
29.07%
Holding
170
New
38
Increased
63
Reduced
42
Closed
16

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.29M
2
FFA
First Trust Enhanced Equity Income Fund
FFA
+$4.58M
3
CET
Central Securities Corp
CET
+$3.63M
4
NMAI icon
Nuveen Multi-Asset Income Fund
NMAI
+$1.98M
5
FAX
abrdn Asia-Pacific Income Fund
FAX
+$1.95M

Top Sells

Rank Stock Value
1
TY icon
TRI-Continental Corp
TY
+$6.46M
2
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$5.1M
3
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$4.39M
4
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
+$3.95M
5
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$3.11M

Sector Composition

Rank Sector Weight
1 Miscellaneous 95.44%
2 Financials 4.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFR
26
Eaton Vance Senior Floating-Rate Fund
EFR
$304M
$2.33M 1.15%
209,629
+72,946
+53% +$883K
KIO
27
KKR Income Opportunities Fund
KIO
$439M
$2.23M 1.1%
194,705
+1,511
+0.8% +$18.4K
IGA
28
Voya Global Advantage and Premium Opportunity Fund
IGA
$163M
$2.14M 1.06%
253,587
+14,809
+6% +$134K
DSL
29
DoubleLine Income Solutions Fund
DSL
$1.17B
$2.14M 1.05%
197,808
+79,777
+68% +$979K
BGH
30
Barings Global Short Duration High Yield Fund
BGH
$274M
$2.04M 1.01%
166,677
-59,169
-26% -$795K
NIE
31
Virtus Equity & Convertible Income Fund
NIE
$693M
$2.02M 1%
99,230
-40,583
-29% -$901K
FAX
32
abrdn Asia-Pacific Income Fund
FAX
$570M
$1.97M 0.97%
130,299
+116,915
+874% +$1.95M
BGX
33
Blackstone Long-Short Credit Income Fund
BGX
$135M
$1.93M 0.95%
176,976
+1,422
+0.8% +$16.8K
EFT
34
Eaton Vance Floating-Rate Income Trust
EFT
$278M
$1.81M 0.89%
159,035
-7,841
-5% -$94.7K
EHI
35
Western Asset Global High Income Fund
EHI
$168M
$1.76M 0.87%
268,466
-4,980
-2% -$36.4K
FSD
36
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$1.7M 0.84%
156,915
+16,926
+12% +$200K
AFT
37
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$1.66M 0.82%
132,456
+24,189
+22% +$317K
PHD
38
DELISTED
Pioneer Floating Rate Fund
PHD
$1.64M 0.81%
189,954
+11,029
+6% +$100K
DHF
39
BNY Mellon High Yield Strategies Fund
DHF
$165M
$1.64M 0.81%
774,847
+52,061
+7% +$120K
JFR icon
40
Nuveen Floating Rate Income Fund
JFR
$1.2B
$1.64M 0.81%
201,614
+7,501
+4% +$64.5K
SWZ
41
Swiss Helvetia Fund
SWZ
$76.5M
$1.63M 0.81%
240,499
+107,951
+81% +$825K
JPS
42
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$1.63M 0.8%
247,832
+40,146
+19% +$295K
EEA
43
European Equity Fund
EEA
$73.1M
$1.61M 0.79%
259,156
– –
CSQ icon
44
Calamos Strategic Total Return Fund
CSQ
$3.25B
$1.59M 0.79%
127,413
-303,564
-70% -$4.39M
EAD
45
Allspring Income Opportunities Fund
EAD
$363M
$1.53M 0.76%
247,386
+31,454
+15% +$214K
PFN
46
PIMCO Income Strategy Fund II
PFN
$642M
$1.52M 0.75%
+219,723
New +$1.71M
JCE icon
47
Nuveen Core Equity Alpha Fund
JCE
$282M
$1.45M 0.72%
119,658
-150,313
-56% -$2.16M
GF
48
New Germany Fund
GF
$176M
$1.42M 0.7%
203,912
+7,284
+4% +$58.6K
BGY icon
49
BlackRock Enhanced International Dividend Trust
BGY
$519M
$1.4M 0.69%
312,799
+15,223
+5% +$75.9K
JSD
50
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$1.38M 0.68%
117,028
-6,224
-5% -$77.2K
1
2
3 4 5

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Shaker Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Shaker Financial Services held 170 positions worth $202M, down 1.5% from $206M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Shaker Financial Services deployed $13.7M of net new capital in Q3 2022, opening 38 new positions and adding to 63 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 15,844 shares worth $5.66M.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, up from 90% a quarter earlier, followed by Financials.

On the sell side, the largest reduction was Eaton Vance Tax-Advantaged Global Dividend Income Fund, an estimated $5.1M trimmed.

  • Shaker Financial Services's largest Q3 2022 buy was State Street SPDR S&P 500 ETF Trust: 15,844 shares worth $5.66M.
  • Shaker Financial Services added most to First Trust Enhanced Equity Income Fund in Q3 2022, an estimated $4.58M increase.
  • Shaker Financial Services's biggest Q3 2022 reduction was Eaton Vance Tax-Advantaged Global Dividend Income Fund, cutting an estimated $5.1M.
  • Shaker Financial Services fully exited TRI-Continental Corp in Q3 2022, selling an estimated $6.46M.
  • Shaker Financial Services's ten largest holdings make up 29% of its $202M portfolio in Q3 2022.
  • Shaker Financial Services opened 38 new positions and closed 16 in Q3 2022.
  • Shaker Financial Services's portfolio value fell 1.5% quarter-over-quarter to $202M.

Based on Shaker Financial Services's 13F filing for Q3 2022, filed 9 Nov 2022.