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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+1.06%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$283M
AUM Growth
+$33.3M
Cap. Flow
+$31.5M
Cap. Flow %
11.13%
Top 10 Hldgs %
26.87%
Holding
184
New
44
Increased
50
Reduced
62
Closed
23

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.7M
2
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$4.39M
3
ARDC
Are Dynamic Credit Allocation Fund
ARDC
+$3.03M
4
GLO
Clough Global Opportunities Fund
GLO
+$2.95M
5
FAX
abrdn Asia-Pacific Income Fund
FAX
+$2.92M

Top Sells

Rank Stock Value
1
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$4.34M
2
CET
Central Securities Corp
CET
+$4.19M
3
STEW
SRH Total Return Fund
STEW
+$4.07M
4
RVT icon
Royce Value Trust
RVT
+$3.95M
5
TY icon
TRI-Continental Corp
TY
+$3.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 96.89%
2 Financials 3.03%
3 Technology 0.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARDC
26
Are Dynamic Credit Allocation Fund
ARDC
$289M
$3.08M 1.09%
+188,779
New +$3.03M
PPT
27
Franklin Premier Income Trust
PPT
$315M
$3.04M 1.07%
710,940
+227,597
+47% +$1M
GF
28
New Germany Fund
GF
$176M
$2.93M 1.04%
198,109
-36,104
-15% -$694K
AGD
29
abrdn Global Dynamic Dividend Fund
AGD
$307M
$2.9M 1.03%
240,129
+143,175
+148% +$1.71M
VGI
30
Virtus Global Multi-Sector Income Fund
VGI
$78.7M
$2.88M 1.02%
257,670
+27,255
+12% +$317K
GHY
31
PGIM Global High Yield Fund
GHY
$458M
$2.83M 1%
187,809
-47,498
-20% -$729K
GLO
32
Clough Global Opportunities Fund
GLO
$234M
$2.6M 0.92%
+244,473
New +$2.95M
HEQ
33
John Hancock Hedged Equity & Income Fund
HEQ
$135M
$2.59M 0.91%
199,186
+181,066
+999% +$2.33M
EHI
34
Western Asset Global High Income Fund
EHI
$168M
$2.57M 0.91%
254,248
-46,670
-16% -$468K
BGY icon
35
BlackRock Enhanced International Dividend Trust
BGY
$519M
$2.55M 0.9%
406,587
-111,659
-22% -$693K
JQC icon
36
Nuveen Credit Strategies Income Fund
JQC
$687M
$2.52M 0.89%
387,850
+36,448
+10% +$237K
DEX
37
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$2.47M 0.87%
243,714
-31,978
-12% -$323K
SCD
38
LMP Capital and Income Fund
SCD
$348M
$2.39M 0.84%
156,987
-83,013
-35% -$1.21M
QQQX icon
39
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$2.33M 0.82%
76,139
+7,613
+11% +$226K
FFA
40
First Trust Enhanced Equity Income Fund
FFA
$456M
$2.25M 0.8%
105,859
+79,859
+307% +$1.67M
FT
41
Franklin Universal Trust
FT
$186M
$2.24M 0.79%
264,873
+34,256
+15% +$283K
EMD
42
Western Asset Emerging Markets Debt Fund
EMD
$575M
$2.19M 0.77%
171,107
+117,454
+219% +$1.56M
ISD
43
PGIM High Yield Bond Fund
ISD
$397M
$2.16M 0.76%
134,445
+24,543
+22% +$397K
HGLB
44
Highland Global Allocation Fund
HGLB
$171M
$2.12M 0.75%
234,076
+172,977
+283% +$1.6M
JFR icon
45
Nuveen Floating Rate Income Fund
JFR
$1.2B
$2.1M 0.74%
206,650
+124,671
+152% +$1.27M
FRA icon
46
BlackRock Floating Rate Income Strategies Fund
FRA
$377M
$2.08M 0.73%
154,753
+39,003
+34% +$527K
JRO
47
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$2.04M 0.72%
201,076
-11,294
-5% -$113K
USA icon
48
Liberty All-Star Equity Fund
USA
$1.8B
$2.03M 0.72%
+242,702
New +$2.05M
EEA
49
European Equity Fund
EEA
$73.1M
$2M 0.71%
192,773
-58,256
-23% -$654K
FDEU
50
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$1.97M 0.7%
148,629
-21,650
-13% -$279K
1
2
3 4 5

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Shaker Financial Services's Q4 2021 Portfolio in Review

As of Q4 2021, Shaker Financial Services held 184 positions worth $283M, up 13% from $250M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Shaker Financial Services deployed $31.5M of net new capital in Q4 2021, opening 44 new positions and adding to 50 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 38,550 shares worth $18.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 97% of assets, up from 96% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was BlackRock Enhanced Equity Dividend Trust, an estimated $4.34M trimmed.

  • Shaker Financial Services's largest Q4 2021 buy was State Street SPDR S&P 500 ETF Trust: 38,550 shares worth $18.3M.
  • Shaker Financial Services added most to abrdn Asia-Pacific Income Fund in Q4 2021, an estimated $2.92M increase.
  • Shaker Financial Services's biggest Q4 2021 reduction was BlackRock Enhanced Equity Dividend Trust, cutting an estimated $4.34M.
  • Shaker Financial Services fully exited NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND in Q4 2021, selling an estimated $3.7M.
  • Shaker Financial Services's ten largest holdings make up 27% of its $283M portfolio in Q4 2021.
  • Shaker Financial Services opened 44 new positions and closed 23 in Q4 2021.
  • Shaker Financial Services's portfolio value rose 13% quarter-over-quarter to $283M.

Based on Shaker Financial Services's 13F filing for Q4 2021, filed 7 Feb 2022.