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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-2.92%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$250M
AUM Growth
-$19.9M
Cap. Flow
-$13.1M
Cap. Flow %
-5.23%
Top 10 Hldgs %
26.82%
Holding
176
New
19
Increased
47
Reduced
63
Closed
36

Top Buys

Rank Stock Value
1
GDV icon
Gabelli Dividend & Income Trust
GDV
+$4.48M
2
ASG
Liberty All-Star Growth Fund
ASG
+$4.35M
3
SPXX icon
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
+$3.99M
4
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$3.38M
5
DEX
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
+$2.89M

Top Sells

Rank Stock Value
1
EOS
Eaton Vance Enhance Equity Income Fund II
EOS
+$4.84M
2
SPE
Special Opportunities Fund
SPE
+$3.86M
3
GLQ
Clough Global Equity Fund
GLQ
+$3.73M
4
EAD
Allspring Income Opportunities Fund
EAD
+$3.01M
5
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$2.95M

Sector Composition

Rank Sector Weight
1 Miscellaneous 95.53%
2 Financials 4.38%
3 Technology 0.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FINS
26
Angel Oak Financial Strategies Income Term Trust
FINS
$413M
$3.01M 1.2%
176,758
+78,444
+80% +$1.42M
AIF
27
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$2.91M 1.17%
184,150
-35,594
-16% -$556K
EEA
28
European Equity Fund
EEA
$73.1M
$2.8M 1.12%
251,029
+4,381
+2% +$50.8K
DEX
29
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$2.79M 1.12%
+275,692
New +$2.89M
PIM
30
Franklin Master Intermediate Income Trust
PIM
$147M
$2.74M 1.1%
672,712
-125,297
-16% -$517K
BGB
31
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$2.73M 1.09%
197,459
-82,235
-29% -$1.14M
VGI
32
Virtus Global Multi-Sector Income Fund
VGI
$78.7M
$2.71M 1.09%
230,415
+71,485
+45% +$850K
NSL
33
DELISTED
NUVEEN SENIOR INCM FD
NSL
$2.6M 1.04%
445,263
+277,852
+166% +$1.62M
LGI
34
Lazard Global Total Return & Income Fund
LGI
$224M
$2.59M 1.04%
+129,493
New +$2.73M
FAM
35
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$2.49M 1%
245,827
-15,673
-6% -$159K
BXMX
36
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$2.42M 0.97%
170,091
-17,654
-9% -$259K
AIO
37
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$831M
$2.4M 0.96%
89,874
-55,603
-38% -$1.52M
JQC icon
38
Nuveen Credit Strategies Income Fund
JQC
$687M
$2.31M 0.92%
351,402
+298,262
+561% +$1.94M
PPT
39
Franklin Premier Income Trust
PPT
$315M
$2.21M 0.88%
483,343
-92,984
-16% -$428K
FDEU
40
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$2.19M 0.88%
170,279
-43,822
-20% -$587K
EVT icon
41
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.09B
$2.19M 0.88%
79,866
+22,084
+38% +$616K
JRO
42
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$2.12M 0.85%
212,370
+42,447
+25% +$416K
BOE icon
43
BlackRock Enhanced Global Dividend Trust
BOE
$676M
$2.04M 0.82%
173,927
+157,946
+988% +$1.96M
HTD
44
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$859M
$1.98M 0.79%
+86,564
New +$2.14M
QQQX icon
45
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$1.95M 0.78%
+68,526
New +$2.02M
KIO
46
KKR Income Opportunities Fund
KIO
$439M
$1.93M 0.77%
117,623
+94,129
+401% +$1.55M
FUND
47
Sprott Focus Trust
FUND
$303M
$1.88M 0.75%
227,202
-267,197
-54% -$2.22M
FT
48
Franklin Universal Trust
FT
$186M
$1.87M 0.75%
230,617
-66,545
-22% -$563K
CHN
49
DELISTED
China Fund
CHN
$1.79M 0.72%
70,439
-245
-0.3% -$6.77K
ISD
50
PGIM High Yield Bond Fund
ISD
$397M
$1.78M 0.71%
109,902
-65,297
-37% -$1.06M
1
2
3 4 5

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Shaker Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Shaker Financial Services held 176 positions worth $250M, down 7.4% from $270M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Shaker Financial Services withdrew a net $13.1M in Q3 2021, closing 36 positions and reducing 63 holdings. Its most notable exit was Eaton Vance Enhance Equity Income Fund II, an estimated $4.84M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 96% of assets, up from 95% a quarter earlier, followed by Financials and Technology.

Against the trend, Shaker Financial Services opened a new position in Liberty All-Star Growth Fund worth $4.32M.

  • Shaker Financial Services's largest Q3 2021 buy was Liberty All-Star Growth Fund: 500,753 shares worth $4.32M.
  • Shaker Financial Services added most to Gabelli Dividend & Income Trust in Q3 2021, an estimated $4.48M increase.
  • Shaker Financial Services's biggest Q3 2021 reduction was Allspring Income Opportunities Fund, cutting an estimated $3.01M.
  • Shaker Financial Services fully exited Eaton Vance Enhance Equity Income Fund II in Q3 2021, selling an estimated $4.84M.
  • Shaker Financial Services's ten largest holdings make up 27% of its $250M portfolio in Q3 2021.
  • Shaker Financial Services opened 19 new positions and closed 36 in Q3 2021.
  • Shaker Financial Services's portfolio value fell 7.4% quarter-over-quarter to $250M.

Based on Shaker Financial Services's 13F filing for Q3 2021, filed 2 Nov 2021.