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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-27.93%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$148M
AUM Growth
-$69.6M
Cap. Flow
-$14.8M
Cap. Flow %
-10%
Top 10 Hldgs %
24.76%
Holding
196
New
50
Increased
57
Reduced
49
Closed
39

Top Buys

Rank Stock Value
1
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$4.48M
2
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$4.41M
3
ETW
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
+$4.1M
4
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$4.09M
5
TY icon
TRI-Continental Corp
TY
+$3.69M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$27.4M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.08M
3
CII icon
BlackRock Enhanced Captial and Income Fund
CII
+$5.25M
4
CET
Central Securities Corp
CET
+$4.44M
5
STEW
SRH Total Return Fund
STEW
+$3.37M

Sector Composition

Rank Sector Weight
1 Financials 8.3%
2 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GF
26
New Germany Fund
GF
$182M
$1.58M 1.07%
136,514
+2,698
+2% +$38.4K
NFJ
27
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$1.53M 1.04%
159,633
-8,976
-5% -$108K
GDV icon
28
Gabelli Dividend & Income Trust
GDV
$2.6B
$1.49M 1.01%
100,627
-104,116
-51% -$2.03M
GPM
29
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$1.48M 1%
298,963
+61,874
+26% +$447K
BSL
30
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$169M
$1.42M 0.96%
120,795
+82,814
+218% +$1.24M
EVV
31
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$1.41M 0.95%
133,163
-70,854
-35% -$877K
HEQ
32
John Hancock Hedged Equity & Income Fund
HEQ
$137M
$1.4M 0.94%
137,632
+111,732
+431% +$1.51M
SPXX icon
33
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$332M
$1.39M 0.94%
119,943
+90,383
+306% +$1.35M
JDD
34
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$1.38M 0.93%
195,717
+129,251
+194% +$1.26M
PFL
35
PIMCO Income Strategy Fund
PFL
$384M
$1.36M 0.92%
+160,467
New +$1.77M
BGB
36
Blackstone Strategic Credit 2027 Term Fund
BGB
$499M
$1.28M 0.87%
123,400
+2,570
+2% +$34.5K
FAX
37
abrdn Asia-Pacific Income Fund
FAX
$599M
$1.28M 0.86%
63,054
+21,701
+52% +$530K
HYI
38
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
$1.26M 0.85%
102,340
+37,779
+59% +$556K
SOR
39
Source Capital
SOR
$383M
$1.26M 0.85%
41,033
-85,782
-68% -$3.15M
VTA
40
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$1.21M 0.82%
151,534
-5,606
-4% -$59.2K
DHF
41
BNY Mellon High Yield Strategies Fund
DHF
$171M
$1.14M 0.77%
503,596
-12,390
-2% -$35.6K
EOI
42
Eaton Vance Enhanced Equity Income Fund
EOI
$811M
$1.09M 0.74%
+90,130
New +$1.32M
DSU icon
43
BlackRock Debt Strategies Fund
DSU
$593M
$1.09M 0.74%
128,928
-32,907
-20% -$342K
ECF
44
Ellsworth Growth & Income Fund
ECF
$166M
$1.07M 0.72%
+125,091
New +$1.35M
CHW
45
Calamos Global Dynamic Income Fund
CHW
$530M
$1.06M 0.72%
+185,018
New +$1.44M
FRA icon
46
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
$1.04M 0.71%
104,339
+85,074
+442% +$1.05M
PFN
47
PIMCO Income Strategy Fund II
PFN
$698M
$1.01M 0.68%
+133,494
New +$1.32M
KIO
48
KKR Income Opportunities Fund
KIO
$451M
$999K 0.67%
+93,746
New +$1.36M
GLV
49
Clough Global Dividend & Income Fund
GLV
$78.1M
$959K 0.65%
114,608
+7,278
+7% +$76.6K
VGI
50
Virtus Global Multi-Sector Income Fund
VGI
$81.9M
$941K 0.64%
97,514
-4,601
-5% -$55.7K
1
2
3 4 5

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Shaker Financial Services's Q1 2020 Portfolio in Review

As of Q1 2020, Shaker Financial Services held 196 positions worth $148M, down 32% from $218M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Shaker Financial Services withdrew a net $14.8M in Q1 2020, closing 39 positions and reducing 49 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $27.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.3% of assets, up from 5% a quarter earlier, followed by Real Estate.

Against the trend, Shaker Financial Services opened a new position in Nuveen S&P 500 Buy-Write Income Fund worth $3.63M.

  • Shaker Financial Services's largest Q1 2020 buy was Nuveen S&P 500 Buy-Write Income Fund: 359,415 shares worth $3.63M.
  • Shaker Financial Services added most to Eaton Vance Tax-Advantaged Global Dividend Income Fund in Q1 2020, an estimated $4.41M increase.
  • Shaker Financial Services's biggest Q1 2020 reduction was BlackRock Enhanced Captial and Income Fund, cutting an estimated $5.25M.
  • Shaker Financial Services fully exited State Street SPDR S&P 500 ETF Trust in Q1 2020, selling an estimated $27.4M.
  • Shaker Financial Services's ten largest holdings make up 25% of its $148M portfolio in Q1 2020.
  • Shaker Financial Services opened 50 new positions and closed 39 in Q1 2020.
  • Shaker Financial Services's portfolio value fell 32% quarter-over-quarter to $148M.

Based on Shaker Financial Services's 13F filing for Q1 2020, filed 1 May 2020.