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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BF.B icon
2401
Brown-Forman Class B
BF.B
$13.2B
$233K ﹤0.01%
8,818
+4,239
+93% +$114K
WDIV icon
2402
State Street SPDR S&P Global Dividend ETF
WDIV
$280M
$233K ﹤0.01%
3,019
-24
-0.8% -$1.89K
THO icon
2403
Thor Industries
THO
$3.95B
$233K ﹤0.01%
2,911
-219
-7% -$22.3K
SJNK icon
2404
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$232K ﹤0.01%
9,297
+1,212
+15% +$30.6K
CPK icon
2405
Chesapeake Utilities
CPK
$3.2B
$232K ﹤0.01%
1,837
+1,350
+277% +$174K
RUSHA icon
2406
Rush Enterprises Class A
RUSHA
$6.21B
$231K ﹤0.01%
3,498
+572
+20% +$37.7K
SHAK icon
2407
Shake Shack
SHAK
$2.54B
$231K ﹤0.01%
2,612
+139
+6% +$12.8K
LTBR icon
2408
Lightbridge
LTBR
$277M
$231K ﹤0.01%
21,666
– –
LNTH icon
2409
Lantheus
LNTH
$6.58B
$231K ﹤0.01%
3,043
+1,020
+50% +$73.2K
PCN
2410
PIMCO Corporate & Income Strategy Fund
PCN
$873M
$231K ﹤0.01%
19,372
– –
IRDM icon
2411
Iridium Communications
IRDM
$5.05B
$230K ﹤0.01%
+8,307
New +$187K
CORP icon
2412
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
$230K ﹤0.01%
2,376
-394
-14% -$38.6K
CART icon
2413
Maplebear
CART
$10.5B
$230K ﹤0.01%
6,130
-321
-5% -$12.2K
ISCV icon
2414
iShares Morningstar Small-Cap Value ETF
ISCV
$695M
$229K ﹤0.01%
3,298
+2,225
+207% +$159K
POST icon
2415
Post Holdings
POST
$4.21B
$229K ﹤0.01%
2,319
+263
+13% +$26.8K
DNOV icon
2416
FT Vest US Equity Deep Buffer ETF November
DNOV
$395M
$229K ﹤0.01%
4,785
-629
-12% -$30.7K
MUST icon
2417
Columbia Multi-Sector Municipal Income ETF
MUST
$592M
$229K ﹤0.01%
11,175
– –
GSBD icon
2418
Goldman Sachs BDC
GSBD
$975M
$228K ﹤0.01%
25,689
-59,976
-70% -$554K
WIT icon
2419
Wipro
WIT
$19.3B
$228K ﹤0.01%
+107,606
New +$262K
XT icon
2420
iShares Future Exponential Technologies ETF
XT
$3.79B
$227K ﹤0.01%
3,335
-662
-17% -$47K
ENS icon
2421
EnerSys
ENS
$6.74B
$227K ﹤0.01%
1,307
+942
+258% +$160K
PTF icon
2422
Invesco Dorsey Wright Technology Momentum ETF
PTF
$586M
$225K ﹤0.01%
2,610
-1,500
-36% -$131K
JAKK icon
2423
Jakks Pacific
JAKK
$302M
$225K ﹤0.01%
11,296
-5,204
-32% -$101K
SBS icon
2424
Sabesp
SBS
$19.2B
$225K ﹤0.01%
36,845
+29,027
+371% +$159K
KOF icon
2425
Coca-Cola Femsa
KOF
$22.9B
$225K ﹤0.01%
2,304
+1,593
+224% +$165K
95 96
97
98 99

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.