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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOMB icon
2426
Home BancShares
HOMB
$6.25B
$225K ﹤0.01%
8,343
-263
-3% -$7.4K
UNF icon
2427
Unifirst Corp
UNF
$5.31B
$225K ﹤0.01%
892
-789
-47% -$182K
JPXN
2428
iShares JPX-Nikkei 400 ETF
JPXN
$135M
$224K ﹤0.01%
2,452
– –
AAOI icon
2429
Applied Optoelectronics
AAOI
$7.23B
$224K ﹤0.01%
2,649
+2,450
+1,231% +$156K
BFOR icon
2430
Barron's 400 ETF
BFOR
$230M
$224K ﹤0.01%
10,792
+2,516
+30% +$53.8K
PFFA icon
2431
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.44B
$224K ﹤0.01%
11,000
– –
GEL icon
2432
Genesis Energy
GEL
$1.87B
$223K ﹤0.01%
12,508
-3,093
-20% -$53.5K
USTB icon
2433
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.29B
$222K ﹤0.01%
4,396
-21,619
-83% -$1.1M
XNCR icon
2434
Xencor
XNCR
$1.59B
$222K ﹤0.01%
18,435
+2,890
+19% +$35.9K
HEZU icon
2435
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$571M
$222K ﹤0.01%
5,085
– –
IXG icon
2436
iShares Global Financials ETF
IXG
$679M
$222K ﹤0.01%
1,948
-46
-2% -$5.46K
KEX icon
2437
Kirby Corp
KEX
$7.08B
$222K ﹤0.01%
1,668
+589
+55% +$74.6K
AWI icon
2438
Armstrong World Industries
AWI
$7.37B
$222K ﹤0.01%
1,344
-8
-0.6% -$1.46K
ELDN icon
2439
Eledon Pharmaceuticals
ELDN
$263M
$221K ﹤0.01%
71,666
– –
PBH icon
2440
Prestige Consumer Healthcare
PBH
$2.37B
$220K ﹤0.01%
3,720
+1,008
+37% +$65.4K
CMC icon
2441
Commercial Metals
CMC
$7.57B
$219K ﹤0.01%
3,571
+1,898
+113% +$137K
JPUS
2442
JPMorgan Diversified Return US Equity ETF
JPUS
$459M
$219K ﹤0.01%
1,679
+7
+0.4% +$918
GAPR icon
2443
FT Vest US Equity Moderate Buffer ETF April
GAPR
$290M
$219K ﹤0.01%
5,400
– –
YJUN icon
2444
FT Vest International Equity Buffer ETF June
YJUN
$139M
$218K ﹤0.01%
8,476
-1,243
-13% -$32.3K
DINT icon
2445
Davis Select International ETF
DINT
$290M
$218K ﹤0.01%
8,104
+4,979
+159% +$142K
PB icon
2446
Prosperity Bancshares
PB
$8.97B
$218K ﹤0.01%
3,240
-135
-4% -$9.46K
DBP icon
2447
Invesco DB Precious Metals Fund
DBP
$241M
$217K ﹤0.01%
1,975
-573
-22% -$66.9K
SSPY icon
2448
Syntax Stratified LargeCap ETF
SSPY
$129M
$216K ﹤0.01%
+2,447
New +$221K
LASR icon
2449
nLIGHT
LASR
$3.71B
$216K ﹤0.01%
3,784
-66
-2% -$3.58K
PKB icon
2450
Invesco Building & Construction ETF
PKB
$428M
$215K ﹤0.01%
2,206
-90
-4% -$9.14K
96 97
98
99 100

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.