Rockefeller Capital Management’s FT Vest Laddered Moderate Buffer ETF BUFZ Stock Holding History

Rockefeller Capital Management’s Portfolio BUFZ Stock Details BUFZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$263K	Hold	10,000	–	–	﹤0.01%	2331
2025 Q4	$265K	Hold	10,000	–	–	﹤0.01%	2218
2025 Q3	$259K	Hold	10,000	–	–	﹤0.01%	2095
2025 Q2	$249K	Hold	10,000	–	–	﹤0.01%	1685
2025 Q1	$235K	Hold	10,000	–	–	﹤0.01%	1632
2024 Q4	$239K	Hold	10,000	–	–	﹤0.01%	1631
2024 Q3	$235K	Hold	10,000	–	–	﹤0.01%	1581
2024 Q2	$228K	Hold	10,000	–	–	﹤0.01%	1605
2024 Q1	$223K	Buy	+10,000	New	+$218K	﹤0.01%	1644

Other funds holding BUFZ

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

FFS

Forge Financial Services Edmond, Oklahoma $987M AUM 14.12% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

JCM

Jacobi Capital Management Pittston, Pennsylvania $1.79B AUM 17.94% 1-Year Est. Return

Rockefeller Capital Management's BUFZ Position: Q1 2026 in Review

Rockefeller Capital Management held its FT Vest Laddered Moderate Buffer ETF (BUFZ) position steady in Q1 2026 at 10,000 shares worth $263K. The position accounts for ﹤0.01% of the portfolio, ranked #2331.

Rockefeller Capital Management first reported a position in BUFZ in Q1 2024 and has held it in 9 quarters since. The position peaked at $265K in Q4 2025. 123 funds tracked by Wall St. Rank hold BUFZ as of Q1 2026.

Rockefeller Capital Management held 10,000 shares of FT Vest Laddered Moderate Buffer ETF worth $263K as of Q1 2026.
Rockefeller Capital Management left its FT Vest Laddered Moderate Buffer ETF share count unchanged in Q1 2026.
FT Vest Laddered Moderate Buffer ETF made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #2331 holding.
Rockefeller Capital Management first reported a position in FT Vest Laddered Moderate Buffer ETF in Q1 2024 and has held it in 9 quarters since.
Rockefeller Capital Management's FT Vest Laddered Moderate Buffer ETF position peaked at $265K in Q4 2025.
123 funds tracked by Wall St. Rank held FT Vest Laddered Moderate Buffer ETF as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.