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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HMC icon
2226
Honda
HMC
$41.2B
$262K ﹤0.01%
8,874
-1,054
-11% -$32K
KBWD icon
2227
Invesco KBW High Dividend Yield Financial ETF
KBWD
$423M
$261K ﹤0.01%
19,125
-17,011
-47% -$231K
SMTH icon
2228
ALPS Smith Core Plus Bond ETF
SMTH
$2.98B
$261K ﹤0.01%
9,994
-859
-8% -$22.5K
CACI icon
2229
CACI
CACI
$14.3B
$260K ﹤0.01%
488
+255
+109% +$144K
DFJ icon
2230
WisdomTree Japan SmallCap Dividend Fund
DFJ
$396M
$259K ﹤0.01%
2,687
+14
+0.5% +$1.31K
UYLD icon
2231
Angel Oak UltraShort Income ETF
UYLD
$1.58B
$259K ﹤0.01%
5,058
+1,176
+30% +$60.2K
AWI icon
2232
Armstrong World Industries
AWI
$7.76B
$258K ﹤0.01%
1,352
+90
+7% +$17.2K
GHM icon
2233
Graham Corp
GHM
$1.28B
$258K ﹤0.01%
4,014
– –
FORM icon
2234
FormFactor
FORM
$8.78B
$258K ﹤0.01%
4,622
+891
+24% +$44.9K
VTC icon
2235
Vanguard Total Corporate Bond ETF
VTC
$1.71B
$258K ﹤0.01%
3,317
-2,880
-46% -$225K
PSF icon
2236
Cohen & Steers Select Preferred & Income Fund
PSF
$237M
$257K ﹤0.01%
12,690
+2,946
+30% +$60.5K
BKCH icon
2237
Global X Blockchain ETF
BKCH
$197M
$256K ﹤0.01%
4,007
+585
+17% +$51.3K
EVN
2238
Eaton Vance Municipal Income Trust
EVN
$429M
$254K ﹤0.01%
23,636
-8,791
-27% -$96.3K
KMX icon
2239
CarMax
KMX
$8.34B
$254K ﹤0.01%
6,578
-707
-10% -$28.3K
OALC icon
2240
OneAscent Large Cap Core ETF
OALC
$260M
$254K ﹤0.01%
7,167
– –
FXD icon
2241
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$274M
$253K ﹤0.01%
3,700
+304
+9% +$20.4K
PCH
2242
DELISTED
PotlatchDeltic
PCH
$252K ﹤0.01%
6,339
+5,818
+1,117% +$236K
DOX icon
2243
Amdocs
DOX
$6.22B
$251K ﹤0.01%
3,117
+1,675
+116% +$135K
OIA icon
2244
Invesco Municipal Income Opportunities Trust
OIA
$290M
$251K ﹤0.01%
41,710
+256
+0.6% +$1.54K
OSIS icon
2245
OSI Systems
OSIS
$3.84B
$250K ﹤0.01%
980
+302
+45% +$78.9K
YJUN icon
2246
FT Vest International Equity Buffer ETF June
YJUN
$144M
$249K ﹤0.01%
9,719
+181
+2% +$4.57K
GSST icon
2247
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.59B
$249K ﹤0.01%
4,937
+4,129
+511% +$209K
FDT icon
2248
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.3B
$249K ﹤0.01%
3,136
+1,389
+80% +$107K
RXST icon
2249
RxSight
RXST
$273M
$248K ﹤0.01%
23,848
+5,203
+28% +$52.2K
IGBH icon
2250
iShares Interest Rate Hedged Long-Term Corporate Bond ETF
IGBH
$226M
$248K ﹤0.01%
10,077
– –
88 89
90
91 92

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NAMI
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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.