Rockefeller Capital Management’s WisdomTree Japan SmallCap Dividend Fund DFJ Stock Holding History

Rockefeller Capital Management’s Portfolio DFJ Stock Details DFJ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$202K	Sell	1,916 -131	-6%	-$13.8K	﹤0.01%	2597
2026 Q1	$209K	Sell	2,047 -640	-24%	-$66.4K	﹤0.01%	2469
2025 Q4	$259K	Buy	2,687 +14	+0.5%	+$1.31K	﹤0.01%	2230
2025 Q3	$253K	Buy	+2,673	New	+$243K	﹤0.01%	2108
2023 Q1	–	Sell	-2,460	Closed	-$155K	–	2440
2022 Q4	$155K	Buy	2,460 +1,059	+76%	+$63.2K	﹤0.01%	1792
2022 Q3	$79K	Hold	1,401	–	–	﹤0.01%	2117
2022 Q2	$83K	Hold	1,401	–	–	﹤0.01%	2039
2022 Q1	$92K	Sell	1,401 -280	-17%	-$19.4K	﹤0.01%	2019
2021 Q4	$119K	Buy	1,681 +280	+20%	+$20.5K	﹤0.01%	1855
2021 Q3	$107K	Buy	1,401 +601	+75%	+$45.9K	﹤0.01%	1835
2021 Q2	$59K	Hold	800	–	–	﹤0.01%	1998
2021 Q1	$61K	Hold	800	–	–	﹤0.01%	1801
2020 Q4	$58K	Buy	800 +200	+33%	+$14.2K	﹤0.01%	1630
2020 Q3	$42K	Buy	+600	New	+$39.7K	﹤0.01%	1557

Other funds holding DFJ

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Vontobel Holding Zurich, Switzerland $31.4B AUM 31.97% 1-Year Est. Return

BIA

Barry Investment Advisors New Bedford, Massachusetts $478M AUM 23.65% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Schoolcraft Capital Boulder, Colorado $563M AUM 21.42% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

SBCM

Schwerin Boyle Capital Management Springfield, Massachusetts $816M AUM 14.79% 1-Year Est. Return

Rockefeller Capital Management's DFJ Position: Q2 2026 in Review

Rockefeller Capital Management reduced its WisdomTree Japan SmallCap Dividend Fund (DFJ) stake by 6.4% in Q2 2026, selling an estimated $13.8K and leaving 1,916 shares worth $202K. The position accounts for ﹤0.01% of the portfolio, ranked #2597.

Rockefeller Capital Management first reported a position in DFJ in Q3 2020 and has held it in 14 quarters since. The position peaked at $259K in Q4 2025. 78 funds tracked by Wall St. Rank hold DFJ as of Q2 2026.

Rockefeller Capital Management held 1,916 shares of WisdomTree Japan SmallCap Dividend Fund worth $202K as of Q2 2026.
Rockefeller Capital Management sold 131 WisdomTree Japan SmallCap Dividend Fund shares in Q2 2026, an estimated $13.8K.
WisdomTree Japan SmallCap Dividend Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #2597 holding.
Rockefeller Capital Management first reported a position in WisdomTree Japan SmallCap Dividend Fund in Q3 2020 and has held it in 14 quarters since.
Rockefeller Capital Management's WisdomTree Japan SmallCap Dividend Fund position peaked at $259K in Q4 2025.
78 funds tracked by Wall St. Rank held WisdomTree Japan SmallCap Dividend Fund as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.