Rockefeller Capital Management’s ALPS Smith Core Plus Bond ETF SMTH Stock Holding History

Rockefeller Capital Management’s Portfolio SMTH Stock Details SMTH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-9,994	Closed	-$261K	–	4857
2025 Q4	$261K	Sell	9,994 -859	-8%	-$22.5K	﹤0.01%	2228
2025 Q3	$284K	Buy	+10,853	New	+$281K	﹤0.01%	2047

Other funds holding SMTH

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

AAS

Annex Advisory Services Brookfield, Wisconsin $5.86B AUM 21.83% 1-Year Est. Return

SRC

Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return

SIM

Stratos Investment Management Beachwood, Ohio $2.49B AUM 17.24% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Trilogy Capital Irvine, California $2.58B AUM 22.97% 1-Year Est. Return

LWA

Lineweaver Wealth Advisors Valley View, Ohio $845M AUM 20.71% 1-Year Est. Return

Hamilton Wealth Encino, California $513M AUM 33.8% 1-Year Est. Return

LFAS

Level Four Advisory Services Dallas, Texas $3.05B AUM 23.96% 1-Year Est. Return

MWM

Meridian Wealth Management Lexington, Kentucky $2.85B AUM 31.23% 1-Year Est. Return

Rockefeller Capital Management's SMTH Position: Q1 2026 in Review

Rockefeller Capital Management sold out of ALPS Smith Core Plus Bond ETF (SMTH) in Q1 2026, closing a stake of 9,994 shares — an estimated $261K sold.

Rockefeller Capital Management first reported a position in SMTH in Q3 2025 and held it in 2 quarters. The position peaked at $284K in Q3 2025. 82 funds tracked by Wall St. Rank hold SMTH as of Q1 2026.

Rockefeller Capital Management reported no remaining ALPS Smith Core Plus Bond ETF position as of Q1 2026 after selling out during the quarter.
Rockefeller Capital Management sold 9,994 ALPS Smith Core Plus Bond ETF shares in Q1 2026, an estimated $261K.
Rockefeller Capital Management first reported a position in ALPS Smith Core Plus Bond ETF in Q3 2025 and held it in 2 quarters.
Rockefeller Capital Management's ALPS Smith Core Plus Bond ETF position peaked at $284K in Q3 2025.
82 funds tracked by Wall St. Rank held ALPS Smith Core Plus Bond ETF as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.