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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFFD icon
2151
Global X US Preferred ETF
PFFD
$2.17B
$42K ﹤0.01%
1,622
+1,050
+184% +$27K
PFXF icon
2152
VanEck Preferred Securities ex Financials ETF
PFXF
$2.47B
$42K ﹤0.01%
+2,010
New +$42.4K
PJT icon
2153
PJT Partners
PJT
$4.38B
$42K ﹤0.01%
599
-2,229
-79% -$159K
PRGS icon
2154
Progress Software
PRGS
$1.76B
$42K ﹤0.01%
+914
New +$41.4K
SPYM
2155
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
$42K ﹤0.01%
850
– –
VRM icon
2156
Vroom Inc
VRM
$48.2M
$42K ﹤0.01%
13
+9
+225% +$30.6K
ARVL
2157
DELISTED
Arrival Ordinary Shares
ARVL
$42K ﹤0.01%
55
+38
+224% +$33.6K
TMX
2158
DELISTED
Terminix Global Holdings, Inc.
TMX
$42K ﹤0.01%
904
+37
+4% +$1.82K
HRC
2159
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$42K ﹤0.01%
377
-19
-5% -$2.13K
FCAC
2160
DELISTED
Falcon Capital Acquisition Corp. Class A Common Stock
FCAC
$42K ﹤0.01%
4,600
+300
+7% +$2.99K
CLII.U
2161
DELISTED
Climate Change Crisis Real Impact I Acquisition Corporation Units, each consisting of one share of C
CLII.U
$42K ﹤0.01%
2,500
– –
ALEC icon
2162
Alector
ALEC
$199M
$41K ﹤0.01%
2,000
+700
+54% +$13.2K
MSM icon
2163
MSC Industrial Direct
MSM
$6.86B
$41K ﹤0.01%
460
+419
+1,022% +$38.3K
PFD
2164
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
$41K ﹤0.01%
2,500
– –
PHK
2165
PIMCO High Income Fund
PHK
$880M
$41K ﹤0.01%
6,000
-10,460
-64% -$71.7K
SMFG icon
2166
Sumitomo Mitsui Financial
SMFG
$164B
$41K ﹤0.01%
6,040
+964
+19% +$6.91K
TXMD icon
2167
TherapeuticsMD
TXMD
$24M
$41K ﹤0.01%
700
– –
VUZI icon
2168
Vuzix
VUZI
$224M
$41K ﹤0.01%
+2,257
New +$45.6K
INFN
2169
DELISTED
Infinera Corporation Common Stock
INFN
$41K ﹤0.01%
4,052
– –
CACG
2170
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$41K ﹤0.01%
836
+241
+41% +$11.5K
CMS icon
2171
CMS Energy
CMS
$22.3B
$40K ﹤0.01%
702
+184
+36% +$11.4K
DOL icon
2172
WisdomTree True Developed International Fund
DOL
$845M
$40K ﹤0.01%
+816
New +$40.5K
EOI
2173
Eaton Vance Enhanced Equity Income Fund
EOI
$826M
$40K ﹤0.01%
2,175
– –
IGLB icon
2174
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.84B
$40K ﹤0.01%
571
+354
+163% +$24.1K
IRBT
2175
DELISTED
iRobot
IRBT
$40K ﹤0.01%
439
+306
+230% +$31.4K
85 86
87
88 89

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.