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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEO icon
2151
NeoGenomics
NEO
$1.96B
$366K ﹤0.01%
49,279
+5,161
+12% +$54.3K
ILOW
2152
AB International Low Volatility Equity ETF
ILOW
$1.82B
$365K ﹤0.01%
8,556
– –
LTH icon
2153
Life Time Group Holdings
LTH
$10.2B
$362K ﹤0.01%
13,436
-1,343
-9% -$37.1K
ECAT icon
2154
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.48B
$362K ﹤0.01%
26,624
+13,567
+104% +$203K
BST icon
2155
BlackRock Science and Technology Trust
BST
$1.53B
$361K ﹤0.01%
9,942
-76
-0.8% -$3.01K
IMO icon
2156
Imperial Oil
IMO
$62.3B
$361K ﹤0.01%
2,761
+2,351
+573% +$264K
FXU icon
2157
First Trust Utilities AlphaDEX Fund
FXU
$826M
$361K ﹤0.01%
7,269
-49,512
-87% -$2.38M
CTRE icon
2158
CareTrust REIT
CTRE
$10B
$359K ﹤0.01%
9,798
+7,598
+345% +$292K
PEN icon
2159
Penumbra
PEN
$12.6B
$359K ﹤0.01%
1,093
+41
+4% +$13.9K
PL icon
2160
Planet Labs
PL
$6.94B
$358K ﹤0.01%
12,800
-6,186
-33% -$158K
MMD
2161
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$283M
$358K ﹤0.01%
24,082
+59
+0.2% +$902
CHTR icon
2162
Charter Communications
CHTR
$17.3B
$357K ﹤0.01%
1,654
-149
-8% -$32.3K
SLF icon
2163
Sun Life Financial
SLF
$45.6B
$357K ﹤0.01%
5,700
+2,132
+60% +$136K
PUK icon
2164
Prudential
PUK
$36.4B
$356K ﹤0.01%
12,515
+6,903
+123% +$213K
RWR icon
2165
State Street SPDR Dow Jones REIT ETF
RWR
$1.9B
$355K ﹤0.01%
3,520
-7
-0.2% -$722
ARW icon
2166
Arrow Electronics
ARW
$10.5B
$354K ﹤0.01%
2,471
+917
+59% +$126K
IBIT icon
2167
iShares Bitcoin Trust
IBIT
$47.2B
$354K ﹤0.01%
9,218
+6,652
+259% +$288K
VIR icon
2168
Vir Biotechnology
VIR
$1.46B
$352K ﹤0.01%
39,323
+9,454
+32% +$75.3K
ROBT icon
2169
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$700M
$352K ﹤0.01%
7,631
-2,000
-21% -$102K
FLRT icon
2170
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$656M
$352K ﹤0.01%
7,596
-1,143
-13% -$53.5K
SOLV icon
2171
Solventum
SOLV
$15.3B
$351K ﹤0.01%
5,377
-1,073
-17% -$79.7K
APTV icon
2172
Aptiv
APTV
$12.3B
$351K ﹤0.01%
5,056
-383
-7% -$29.5K
IGBH icon
2173
iShares Interest Rate Hedged Long-Term Corporate Bond ETF
IGBH
$201M
$350K ﹤0.01%
14,462
+4,385
+44% +$107K
XVV icon
2174
iShares ESG Screened S&P 500 ETF
XVV
$633M
$350K ﹤0.01%
7,101
+800
+13% +$41.5K
BUI icon
2175
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$722M
$348K ﹤0.01%
13,186
-100
-0.8% -$2.75K
85 86
87
88 89

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.