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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENBL
2076
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$17K ﹤0.01%
3,270
– –
BEAT
2077
DELISTED
BioTelemetry, Inc.
BEAT
$17K ﹤0.01%
242
– –
APPF icon
2078
AppFolio
APPF
$7.07B
$16K ﹤0.01%
+94
New +$15K
ASTS icon
2079
AST SpaceMobile
ASTS
$20.5B
$16K ﹤0.01%
+1,200
New +$12.7K
AVA icon
2080
Avista
AVA
$3.2B
$16K ﹤0.01%
403
– –
CRON
2081
Cronos Group
CRON
$1.11B
$16K ﹤0.01%
2,425
-725
-23% -$4.99K
DIAX
2082
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$16K ﹤0.01%
+1,108
New +$15.8K
DOX icon
2083
Amdocs
DOX
$6.22B
$16K ﹤0.01%
238
– –
GGG icon
2084
Graco
GGG
$13.5B
$16K ﹤0.01%
227
+82
+57% +$5.49K
GLOB icon
2085
Globant
GLOB
$1.66B
$16K ﹤0.01%
+78
New +$15.1K
J icon
2086
Jacobs Solutions
J
$17.2B
$16K ﹤0.01%
192
+20
+12% +$1.7K
MAS icon
2087
Masco
MAS
$14.7B
$16K ﹤0.01%
296
+20
+7% +$1.1K
MMU
2088
Western Asset Managed Municipals Fund
MMU
$552M
$16K ﹤0.01%
1,250
– –
NDSN icon
2089
Nordson
NDSN
$17.2B
$16K ﹤0.01%
80
+25
+45% +$5.02K
NXST icon
2090
Nexstar Media Group
NXST
$5.91B
$16K ﹤0.01%
153
+15
+11% +$1.46K
ORA icon
2091
Ormat Technologies
ORA
$6.87B
$16K ﹤0.01%
181
– –
POWA icon
2092
Invesco Bloomberg Pricing Power ETF
POWA
$183M
$16K ﹤0.01%
278
+3
+1% +$172
SCHD icon
2093
Schwab US Dividend Equity ETF
SCHD
$107B
$16K ﹤0.01%
777
+6
+0.8% +$122
SPXX icon
2094
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$343M
$16K ﹤0.01%
1,100
– –
VRNT
2095
DELISTED
Verint Systems
VRNT
$16K ﹤0.01%
469
– –
CSA
2096
DELISTED
VictoryShares US Small Cap Volatility Wtd ETF
CSA
$16K ﹤0.01%
302
+28
+10% +$1.34K
VRAY
2097
DELISTED
ViewRay, Inc.
VRAY
$16K ﹤0.01%
4,200
– –
SYKE
2098
DELISTED
SYKES Enterprises Inc
SYKE
$16K ﹤0.01%
444
– –
MTSC
2099
DELISTED
MTS Systems Corp
MTSC
$16K ﹤0.01%
283
– –
ALRM icon
2100
Alarm.com
ALRM
$2.79B
$15K ﹤0.01%
152
+1
+0.7% +$73
82 83
84
85 86

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.