Rockefeller Capital Management’s VictoryShares US Small Cap Volatility Wtd ETF CSA Stock Holding History

Rockefeller Capital Management’s Portfolio CSA Stock Details CSA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-36	Closed	-$2K	–	4464
2022 Q2	$2K	Buy	36 +1	+3%	+$60	﹤0.01%	3854
2022 Q1	$2K	Hold	35	–	–	﹤0.01%	3658
2021 Q4	$2K	Hold	35	–	–	﹤0.01%	3584
2021 Q3	$2K	Hold	35	–	–	﹤0.01%	3494
2021 Q2	$2K	Sell	35 -105	-75%	-$6.83K	﹤0.01%	3281
2021 Q1	$8K	Sell	140 -162	-54%	-$9.81K	﹤0.01%	2709
2020 Q4	$16K	Buy	302 +28	+10%	+$1.34K	﹤0.01%	2097
2020 Q3	$11K	Buy	274 +239	+683%	+$9.96K	﹤0.01%	1994
2020 Q2	$1K	Buy	+35	New	+$1.29K	﹤0.01%	2522

Other funds holding CSA

TAP Consulting Kirkwood, Missouri $489M AUM 8.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

EAM

Empirical Asset Management Wellesley, Massachusetts $379M AUM 24.52% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Rockefeller Capital Management's CSA Position: Q3 2022 in Review

Rockefeller Capital Management sold out of VictoryShares US Small Cap Volatility Wtd ETF (CSA) in Q3 2022, closing a stake of 36 shares — an estimated $2K sold.

Rockefeller Capital Management first reported a position in CSA in Q2 2020 and held it in 9 quarters. The position peaked at $16K in Q4 2020. 18 funds tracked by Wall St. Rank hold CSA as of Q3 2022.

Rockefeller Capital Management reported no remaining VictoryShares US Small Cap Volatility Wtd ETF position as of Q3 2022 after selling out during the quarter.
Rockefeller Capital Management sold 36 VictoryShares US Small Cap Volatility Wtd ETF shares in Q3 2022, an estimated $2K.
Rockefeller Capital Management first reported a position in VictoryShares US Small Cap Volatility Wtd ETF in Q2 2020 and held it in 9 quarters.
Rockefeller Capital Management's VictoryShares US Small Cap Volatility Wtd ETF position peaked at $16K in Q4 2020.
18 funds tracked by Wall St. Rank held VictoryShares US Small Cap Volatility Wtd ETF as of Q3 2022.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.