Empirical Asset Management’s VictoryShares US Small Cap Volatility Wtd ETF CSA Stock Holding History

Empirical Asset Management’s Portfolio CSA Stock Details CSA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-5,270	Closed	-$306K	–	205
2022 Q4	$306K	Buy	5,270 +89	+2%	+$5.22K	0.32%	115
2022 Q3	$276K	Buy	+5,181	New	+$306K	0.3%	117

Other funds holding CSA

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

TAP Consulting Kirkwood, Missouri $489M AUM 8.88% 1-Year Est. Return

Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RPC

Rossmore Private Capital Glastonbury, Connecticut $1.14B AUM 23.53% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Empirical Asset Management's CSA Position: Q1 2023 in Review

Empirical Asset Management sold out of VictoryShares US Small Cap Volatility Wtd ETF (CSA) in Q1 2023, closing a stake of 5,270 shares — an estimated $306K sold.

Empirical Asset Management first reported a position in CSA in Q3 2022 and held it in 2 quarters. The position peaked at $306K in Q4 2022. 16 funds tracked by Wall St. Rank hold CSA as of Q1 2023.

Empirical Asset Management reported no remaining VictoryShares US Small Cap Volatility Wtd ETF position as of Q1 2023 after selling out during the quarter.
Empirical Asset Management sold 5,270 VictoryShares US Small Cap Volatility Wtd ETF shares in Q1 2023, an estimated $306K.
Empirical Asset Management first reported a position in VictoryShares US Small Cap Volatility Wtd ETF in Q3 2022 and held it in 2 quarters.
Empirical Asset Management's VictoryShares US Small Cap Volatility Wtd ETF position peaked at $306K in Q4 2022.
16 funds tracked by Wall St. Rank held VictoryShares US Small Cap Volatility Wtd ETF as of Q1 2023.

Based on Empirical Asset Management's 13F filing for Q1 2023, filed 18 Apr 2023.