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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPX icon
2001
First Trust US Equity Opportunities ETF
FPX
$1.43B
$480K ﹤0.01%
3,025
+287
+10% +$47.2K
VLY icon
2002
Valley National Bancorp
VLY
$7.9B
$478K ﹤0.01%
38,945
-40
-0.1% -$498
TBIL
2003
F/m US Treasury 3 Month Bill Fund
TBIL
$7.19B
$478K ﹤0.01%
9,580
-21,351
-69% -$1.07M
PAGP icon
2004
Plains GP Holdings
PAGP
$5.28B
$477K ﹤0.01%
19,653
-8
-0% -$175
BKGI icon
2005
BNY Mellon Global Infrastructure Income ETF
BKGI
$1.2B
$477K ﹤0.01%
+10,712
New +$465K
JBBB icon
2006
Janus Henderson B-BBB CLO ETF
JBBB
$1.41B
$475K ﹤0.01%
10,192
-22,348
-69% -$1.06M
SIHY icon
2007
Harbor Ares Systematic High Yield ETF
SIHY
$148M
$474K ﹤0.01%
10,590
+588
+6% +$26.7K
THW
2008
abrdn World Healthcare Fund
THW
$534M
$473K ﹤0.01%
40,500
– –
NVTS icon
2009
Navitas Semiconductor
NVTS
$2.54B
$472K ﹤0.01%
53,778
-56
-0.1% -$516
EVLV icon
2010
Evolv Technologies
EVLV
$998M
$468K ﹤0.01%
77,327
+77,139
+41,031% +$451K
IBCP icon
2011
Independent Bank Corp
IBCP
$796M
$467K ﹤0.01%
14,016
– –
FWONA icon
2012
Liberty Media Series A
FWONA
$23.4B
$467K ﹤0.01%
5,975
+499
+9% +$39.9K
GUG
2013
Guggenheim Active Allocation Fund
GUG
$505M
$466K ﹤0.01%
30,630
+626
+2% +$9.81K
VCEL icon
2014
Vericel Corp
VCEL
$2.38B
$465K ﹤0.01%
14,440
+1,415
+11% +$50.3K
TXG icon
2015
10x Genomics
TXG
$5.88B
$463K ﹤0.01%
21,831
+4,645
+27% +$92.9K
IP icon
2016
International Paper
IP
$22.6B
$462K ﹤0.01%
12,953
-321
-2% -$13.3K
PDO
2017
PIMCO Dynamic Income Opportunities Fund
PDO
$1.85B
$462K ﹤0.01%
35,742
+1,721
+5% +$23.6K
ARQT icon
2018
Arcutis Biotherapeutics
ARQT
$3.48B
$462K ﹤0.01%
19,597
-31,988
-62% -$816K
FCT
2019
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$462K ﹤0.01%
47,881
-1,204
-2% -$11.9K
EUSA icon
2020
iShares MSCI USA Equal Weighted ETF
EUSA
$1.82B
$461K ﹤0.01%
4,525
– –
TLG
2021
Touchstone Large Company Growth ETF
TLG
$128M
$460K ﹤0.01%
+19,703
New +$468K
AIA icon
2022
iShares Asia 50 ETF
AIA
$4.3B
$458K ﹤0.01%
4,314
+1,319
+44% +$144K
LIT icon
2023
Global X Lithium & Battery Tech ETF
LIT
$1.46B
$457K ﹤0.01%
6,139
+32
+0.5% +$2.29K
TILT icon
2024
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.15B
$455K ﹤0.01%
1,883
+2
+0.1% +$502
UMC icon
2025
United Microelectronic
UMC
$42.9B
$452K ﹤0.01%
+50,292
New +$491K
79 80
81
82 83

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.