We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAX
1976
abrdn Asia-Pacific Income Fund
FAX
$592M
$499K ﹤0.01%
34,575
-6,810
-16% -$105K
PTY icon
1977
PIMCO Corporate & Income Opportunity Fund
PTY
$2.46B
$498K ﹤0.01%
41,318
+7,863
+24% +$100K
DNLI icon
1978
Denali Therapeutics
DNLI
$3.79B
$498K ﹤0.01%
25,935
+24,670
+1,950% +$491K
IXC icon
1979
iShares Global Energy ETF
IXC
$2.75B
$498K ﹤0.01%
8,643
+2,123
+33% +$106K
ENSG icon
1980
The Ensign Group
ENSG
$10.6B
$496K ﹤0.01%
2,462
+1
+0% +$196
IHAK icon
1981
iShares Cybersecurity and Tech ETF
IHAK
$988M
$494K ﹤0.01%
11,327
+725
+7% +$33.1K
VOYA icon
1982
Voya Financial
VOYA
$8.96B
$494K ﹤0.01%
7,235
-872
-11% -$63.2K
DEA
1983
Easterly Government Properties
DEA
$1.16B
$493K ﹤0.01%
23,005
+5
+0% +$114
BIO icon
1984
Bio-Rad Laboratories Class A
BIO
$8.76B
$493K ﹤0.01%
1,768
+721
+69% +$208K
HALO icon
1985
Halozyme
HALO
$9.88B
$493K ﹤0.01%
7,622
+2,036
+36% +$144K
NBSD
1986
Neuberger Short Duration Income ETF
NBSD
$1.19B
$491K ﹤0.01%
+9,685
New +$495K
CEF icon
1987
Sprott Physical Gold and Silver Trust
CEF
$7.38B
$491K ﹤0.01%
10,291
-604
-6% -$30.9K
AU icon
1988
AngloGold Ashanti
AU
$39.4B
$491K ﹤0.01%
5,039
-3,830
-43% -$393K
TY icon
1989
TRI-Continental Corp
TY
$1.84B
$491K ﹤0.01%
15,529
+878
+6% +$28.7K
PJAN icon
1990
Innovator US Equity Power Buffer ETF January
PJAN
$1.42B
$491K ﹤0.01%
10,633
+6,740
+173% +$317K
ONLN icon
1991
ProShares Online Retail ETF
ONLN
$63.5M
$490K ﹤0.01%
9,215
-2,860
-24% -$163K
CPRX
1992
DELISTED
Catalyst Pharmaceutical
CPRX
$488K ﹤0.01%
19,712
-9,968
-34% -$237K
DEUS icon
1993
Xtrackers Russell US Multifactor ETF
DEUS
$302M
$488K ﹤0.01%
8,149
+1
+0% +$61
TRUC
1994
VanEck Communication Services TruSector ETF
TRUC
$49.9M
$487K ﹤0.01%
+20,158
New +$506K
BNT
1995
Brookfield Wealth Solutions
BNT
$11.7B
$487K ﹤0.01%
11,755
– –
LAB icon
1996
Standard BioTools
LAB
$342M
$485K ﹤0.01%
527,408
+83,264
+19% +$101K
HYLB icon
1997
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.51B
$484K ﹤0.01%
13,398
-2,926
-18% -$108K
TTMI icon
1998
TTM Technologies
TTMI
$10.6B
$484K ﹤0.01%
4,965
+748
+18% +$71.2K
MCHI icon
1999
iShares MSCI China ETF
MCHI
$6.23B
$482K ﹤0.01%
8,586
+1,228
+17% +$73.8K
VKI icon
2000
Invesco Advantage Municipal Income Trust II
VKI
$397M
$481K ﹤0.01%
55,492
-281
-0.5% -$2.56K
78 79
80
81 82

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Fifth Third Bancorp
Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return
Universal-Beteiligungs- und Servicegesellschaft
Universal-Beteiligungs- und Servicegesellschaft Frankfurt Am Main, Germany $58.1B AUM 27.19% 1-Year Est. Return

Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.