Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $51.1B
1-Year Est. Return 23.83%
This Quarter Est. Return
1 Year Est. Return
+23.83%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$51.1B
AUM Growth
+$5.52B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,443
New
Increased
Reduced
Closed

Top Buys

1
+$1.14B
2
+$166M
3
+$108M
4
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$65.6M
5
AVGO icon
Broadcom
AVGO
+$47.2M

Top Sells

1
+$52.5M
2
+$44.4M
3
+$42.2M
4
ZTS icon
Zoetis
ZTS
+$37M
5
SHEL icon
Shell
SHEL
+$36.3M

Sector Composition

1 Technology 23.55%
2 Financials 9.27%
3 Industrials 6.08%
4 Consumer Discretionary 5.91%
5 Communication Services 5.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZM icon
1976
Zoom
ZM
$26.5B
$325K ﹤0.01%
+3,943
YSEP icon
1977
FT Vest International Equity Buffer ETF September
YSEP
$132M
$325K ﹤0.01%
12,754
-190,554
STOT icon
1978
State Street DoubleLine Short Duration Total Return Tactical ETF
STOT
$301M
$325K ﹤0.01%
6,857
-6,750
CHDN icon
1979
Churchill Downs
CHDN
$8.13B
$325K ﹤0.01%
+3,347
XVV icon
1980
iShares ESG Screened S&P 500 ETF
XVV
$482M
$325K ﹤0.01%
+6,301
SPIR icon
1981
Spire Global
SPIR
$242M
$324K ﹤0.01%
29,522
-23,950
CFR icon
1982
Cullen/Frost Bankers
CFR
$8.23B
$324K ﹤0.01%
+2,556
SAUG icon
1983
FT Vest US Small Cap Moderate Buffer ETF August
SAUG
$105M
$324K ﹤0.01%
12,926
-9
BANX
1984
ArrowMark Financial
BANX
$159M
$324K ﹤0.01%
+14,762
IEV icon
1985
iShares Europe ETF
IEV
$1.61B
$323K ﹤0.01%
+4,937
MNA icon
1986
IQ ARB Merger Arbitrage ETF
MNA
$259M
$321K ﹤0.01%
8,946
-1,216
DGRS icon
1987
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$354M
$321K ﹤0.01%
+6,422
LIEN
1988
Chicago Atlantic BDC
LIEN
$248M
$319K ﹤0.01%
30,424
INTA icon
1989
Intapp
INTA
$3.81B
$319K ﹤0.01%
+7,805
PSI icon
1990
Invesco Semiconductors ETF
PSI
$981M
$318K ﹤0.01%
+4,528
NYF icon
1991
iShares New York Muni Bond ETF
NYF
$1.03B
$317K ﹤0.01%
+5,946
FEP icon
1992
First Trust Europe AlphaDEX Fund
FEP
$362M
$317K ﹤0.01%
+6,191
FCG icon
1993
First Trust Natural Gas ETF
FCG
$437M
$316K ﹤0.01%
13,465
-217
AVES icon
1994
Avantis Emerging Markets Value ETF
AVES
$845M
$316K ﹤0.01%
+5,504
AEF
1995
abrdn Emerging Markets Equity Income Fund
AEF
$279M
$315K ﹤0.01%
48,604
+112
NML
1996
Neuberger Energy Infrastructure and Income Fund Inc.
NML
$468M
$314K ﹤0.01%
36,000
+10,195
VCEL icon
1997
Vericel Corp
VCEL
$1.83B
$314K ﹤0.01%
+9,968
ARKQ icon
1998
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.64B
$313K ﹤0.01%
+2,805
XISE icon
1999
FT Vest US Equity Buffer & Premium Income ETF September
XISE
$60.5M
$313K ﹤0.01%
10,352
TSEM icon
2000
Tower Semiconductor
TSEM
$13.1B
$312K ﹤0.01%
+4,321
78 79
80
81 82