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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$51.1B
AUM Growth
+$5.52B
Cap. Flow
+$2.51B
Cap. Flow %
4.91%
Top 10 Hldgs %
25.02%
Holding
4,443
New
2,726
Increased
876
Reduced
774
Closed
17

Top Buys

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.21B
2
SNPS icon
Synopsys
SNPS
+$191M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$104M
4
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$63.2M
5
MELI icon
Mercado Libre
MELI
+$45.6M

Top Sells

Rank Stock Value
1
AMD icon
Advanced Micro Devices
AMD
+$52.3M
2
RGEF
Rockefeller Global Equity ETF
RGEF
+$43M
3
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$41.2M
4
ZTS icon
Zoetis
ZTS
+$38.2M
5
SHEL icon
Shell
SHEL
+$36.6M

Sector Composition

Rank Sector Weight
1 Technology 23.55%
2 Financials 9.27%
3 Industrials 6.08%
4 Consumer Discretionary 5.91%
5 Communication Services 5.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZM icon
1976
Zoom
ZM
$30.6B
$325K ﹤0.01%
+3,943
New +$308K
YSEP icon
1977
FT Vest International Equity Buffer ETF September
YSEP
$121M
$325K ﹤0.01%
12,754
-190,554
-94% -$4.72M
STOT icon
1978
State Street DoubleLine Short Duration Total Return Tactical ETF
STOT
$507M
$325K ﹤0.01%
6,857
-6,750
-50% -$319K
CHDN icon
1979
Churchill Downs
CHDN
$6.12B
$325K ﹤0.01%
+3,347
New +$344K
XVV icon
1980
iShares ESG Screened S&P 500 ETF
XVV
$680M
$325K ﹤0.01%
+6,301
New +$312K
SPIR icon
1981
Spire Global
SPIR
$555M
$324K ﹤0.01%
29,522
-23,950
-45% -$247K
CFR icon
1982
Cullen/Frost Bankers
CFR
$10.2B
$324K ﹤0.01%
+2,556
New +$332K
SAUG icon
1983
FT Vest US Small Cap Moderate Buffer ETF August
SAUG
$112M
$324K ﹤0.01%
12,926
-9
-0.1% -$218
BANX
1984
ArrowMark Financial
BANX
$199M
$324K ﹤0.01%
+14,762
New +$310K
IEV icon
1985
iShares Europe ETF
IEV
$1.7B
$323K ﹤0.01%
+4,937
New +$316K
MNA icon
1986
IQ ARB Merger Arbitrage ETF
MNA
$253M
$321K ﹤0.01%
8,946
-1,216
-12% -$43.2K
DGRS icon
1987
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$414M
$321K ﹤0.01%
+6,422
New +$317K
LIEN
1988
Chicago Atlantic BDC
LIEN
$217M
$319K ﹤0.01%
30,424
– –
INTA icon
1989
Intapp
INTA
$2.91B
$319K ﹤0.01%
+7,805
New +$337K
PSI icon
1990
Invesco Semiconductors ETF
PSI
$2.53B
$318K ﹤0.01%
+4,528
New +$287K
NYF icon
1991
iShares New York Muni Bond ETF
NYF
$1.41B
$317K ﹤0.01%
+5,946
New +$311K
FEP icon
1992
First Trust Europe AlphaDEX Fund
FEP
$534M
$317K ﹤0.01%
+6,191
New +$306K
FCG icon
1993
First Trust Natural Gas ETF
FCG
$614M
$316K ﹤0.01%
13,465
-217
-2% -$5.08K
AVES icon
1994
Avantis Emerging Markets Value ETF
AVES
$1.49B
$316K ﹤0.01%
+5,504
New +$306K
AEF
1995
abrdn Emerging Markets Equity Income Fund
AEF
$367M
$315K ﹤0.01%
48,604
+112
+0.2% +$689
NML
1996
Neuberger Energy Infrastructure and Income Fund Inc
NML
$576M
$314K ﹤0.01%
36,000
+10,195
+40% +$88.3K
VCEL icon
1997
Vericel Corp
VCEL
$2.31B
$314K ﹤0.01%
+9,968
New +$358K
ARKQ icon
1998
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.06B
$313K ﹤0.01%
+2,805
New +$277K
XISE icon
1999
FT Vest US Equity Buffer & Premium Income ETF September
XISE
$35.7M
$313K ﹤0.01%
10,352
– –
TSEM icon
2000
Tower Semiconductor
TSEM
$28.5B
$312K ﹤0.01%
+4,321
New +$236K
78 79
80
81 82

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Rockefeller Capital Management's Q3 2025 Portfolio in Review

As of Q3 2025, Rockefeller Capital Management held 4,443 positions worth $51.1B, up 12% from $45.6B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rockefeller Capital Management deployed $2.51B of net new capital in Q3 2025, opening 2,726 new positions and adding to 876 existing holdings. Its largest new stake was Berkshire Hathaway Class A: 87 shares worth $65.6M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 21% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Advanced Micro Devices, an estimated $52.3M trimmed.

  • Rockefeller Capital Management's largest Q3 2025 buy was Berkshire Hathaway Class A: 87 shares worth $65.6M.
  • Rockefeller Capital Management added most to Salesforce in Q3 2025, an estimated $1.21B increase.
  • Rockefeller Capital Management's biggest Q3 2025 reduction was Advanced Micro Devices, cutting an estimated $52.3M.
  • Rockefeller Capital Management fully exited Ansys in Q3 2025, selling an estimated $15M.
  • Rockefeller Capital Management's ten largest holdings make up 25% of its $51.1B portfolio in Q3 2025.
  • Rockefeller Capital Management opened 2,726 new positions and closed 17 in Q3 2025.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $51.1B.

Based on Rockefeller Capital Management's 13F filing for Q3 2025, filed 14 Nov 2025.