Rockefeller Capital Management’s FT Vest US Small Cap Moderate Buffer ETF August SAUG Stock Holding History

Rockefeller Capital Management’s Portfolio SAUG Stock Details SAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$312K	Sell	12,105 -814	-6%	-$21.2K	﹤0.01%	2239
2025 Q4	$330K	Sell	12,919 -7	-0.1%	-$177	﹤0.01%	2115
2025 Q3	$324K	Sell	12,926 -9	-0.1%	-$218	﹤0.01%	1983
2025 Q2	$303K	Sell	12,935 -7,983	-38%	-$180K	﹤0.01%	1652
2025 Q1	$471K	Sell	20,918 -3,158	-13%	-$74K	﹤0.01%	1500
2024 Q4	$567K	Buy	+24,076	New	+$572K	﹤0.01%	1435

Other funds holding SAUG

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

AFAS

Acorn Financial Advisory Services Reston, Virginia $753M AUM 36.94% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

IFG

Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return

BWS

BFI Wealth Solutions Dallas, Texas $104M AUM

Rockefeller Capital Management's SAUG Position: Q1 2026 in Review

Rockefeller Capital Management reduced its FT Vest US Small Cap Moderate Buffer ETF August (SAUG) stake by 6.3% in Q1 2026, selling an estimated $21.2K and leaving 12,105 shares worth $312K. The position accounts for ﹤0.01% of the portfolio, ranked #2239.

Rockefeller Capital Management first reported a position in SAUG in Q4 2024 and has held it in 6 quarters since. The position peaked at $567K in Q4 2024. 55 funds tracked by Wall St. Rank hold SAUG as of Q1 2026.

Rockefeller Capital Management held 12,105 shares of FT Vest US Small Cap Moderate Buffer ETF August worth $312K as of Q1 2026.
Rockefeller Capital Management sold 814 FT Vest US Small Cap Moderate Buffer ETF August shares in Q1 2026, an estimated $21.2K.
FT Vest US Small Cap Moderate Buffer ETF August made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #2239 holding.
Rockefeller Capital Management first reported a position in FT Vest US Small Cap Moderate Buffer ETF August in Q4 2024 and has held it in 6 quarters since.
Rockefeller Capital Management's FT Vest US Small Cap Moderate Buffer ETF August position peaked at $567K in Q4 2024.
55 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF August as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.