Rockefeller Capital Management’s FT Vest International Equity Buffer ETF September YSEP Stock Holding History

Rockefeller Capital Management’s Portfolio YSEP Stock Details YSEP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$715K	Sell	25,949 -3,479	-12%	-$94.3K	﹤0.01%	1895
2026 Q1	$770K	Sell	29,428 -1,128	-4%	-$29.9K	﹤0.01%	1745
2025 Q4	$795K	Buy	30,556 +17,802	+140%	+$456K	﹤0.01%	1655
2025 Q3	$325K	Sell	12,754 -190,554	-94%	-$4.72M	﹤0.01%	1977
2025 Q2	$4.96M	Buy	203,308 +3,346	+2%	+$78.4K	0.01%	792
2025 Q1	$4.55M	Buy	199,962 +17,961	+10%	+$405K	0.01%	775
2024 Q4	$3.95M	Buy	+182,001	New	+$4.03M	0.01%	787
2022 Q3	–	Sell	-500	Closed	-$8K	–	4443
2022 Q2	$8K	Hold	500	–	–	﹤0.01%	3264
2022 Q1	$9K	Hold	500	–	–	﹤0.01%	3124
2021 Q4	$9K	Hold	500	–	–	﹤0.01%	3045
2021 Q3	$9K	Buy	+500	New	+$9.94K	﹤0.01%	2958

Other funds holding YSEP

LM Advisors San Diego, California $866M AUM 26.16% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $91.6B AUM 29.2% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

SWA

SOA Wealth Advisors New York $595M AUM 25.98% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

NAM

NorthCrest Asset Manangement Plymouth, Minnesota $3.89B AUM 40.33% 1-Year Est. Return

Rockefeller Capital Management's YSEP Position: Q2 2026 in Review

Rockefeller Capital Management reduced its FT Vest International Equity Buffer ETF September (YSEP) stake by 12% in Q2 2026, selling an estimated $94.3K and leaving 25,949 shares worth $715K. The position accounts for ﹤0.01% of the portfolio, ranked #1895.

Rockefeller Capital Management first reported a position in YSEP in Q3 2021 and has held it in 11 quarters since. The position peaked at $4.96M in Q2 2025. 61 funds tracked by Wall St. Rank hold YSEP as of Q2 2026.

Rockefeller Capital Management held 25,949 shares of FT Vest International Equity Buffer ETF September worth $715K as of Q2 2026.
Rockefeller Capital Management sold 3,479 FT Vest International Equity Buffer ETF September shares in Q2 2026, an estimated $94.3K.
FT Vest International Equity Buffer ETF September made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #1895 holding.
Rockefeller Capital Management first reported a position in FT Vest International Equity Buffer ETF September in Q3 2021 and has held it in 11 quarters since.
Rockefeller Capital Management's FT Vest International Equity Buffer ETF September position peaked at $4.96M in Q2 2025.
61 funds tracked by Wall St. Rank held FT Vest International Equity Buffer ETF September as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.