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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGC
1851
Canopy Growth
CGC
$410M
$87K ﹤0.01%
364
+294
+420% +$75.3K
PFLT icon
1852
PennantPark Floating Rate Capital
PFLT
$746M
$87K ﹤0.01%
6,855
– –
SHLX
1853
DELISTED
Shell Midstream Partners, L.P.
SHLX
$87K ﹤0.01%
5,891
– –
FNF icon
1854
Fidelity National Financial
FNF
$13.5B
$86K ﹤0.01%
2,068
+58
+3% +$2.53K
IQDF icon
1855
FlexShares International Quality Dividend Index Fund
IQDF
$1.17B
$86K ﹤0.01%
+3,250
New +$86.9K
ITB icon
1856
iShares US Home Construction ETF
ITB
$2.35B
$86K ﹤0.01%
1,256
+956
+319% +$67.8K
VWOB icon
1857
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.18B
$86K ﹤0.01%
1,077
+647
+150% +$51.1K
AIM
1858
AIM ImmunoTech
AIM
$7.91M
$86K ﹤0.01%
400
– –
ALB icon
1859
Albemarle
ALB
$15.5B
$85K ﹤0.01%
507
-40
-7% -$6.46K
ANVS icon
1860
Annovis Bio
ANVS
$80M
$85K ﹤0.01%
1,000
– –
AWF
1861
AllianceBernstein Global High Income Fund
AWF
$872M
$85K ﹤0.01%
6,840
-1,840
-21% -$22.3K
BGH
1862
Barings Global Short Duration High Yield Fund
BGH
$287M
$85K ﹤0.01%
5,000
– –
ONT
1863
Onterris Inc
ONT
$580M
$85K ﹤0.01%
1,588
-2,337
-60% -$123K
MGNI icon
1864
Magnite
MGNI
$3.55B
$85K ﹤0.01%
2,560
+160
+7% +$5.42K
BPY
1865
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$85K ﹤0.01%
4,512
– –
CLB icon
1866
Core Laboratories
CLB
$521M
$84K ﹤0.01%
2,179
+119
+6% +$4.27K
FBT icon
1867
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.83B
$84K ﹤0.01%
489
– –
FNDB icon
1868
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.45B
$84K ﹤0.01%
+4,650
New +$83.5K
FXF icon
1869
Invesco CurrencyShares Swiss Franc Trust
FXF
$398M
$84K ﹤0.01%
868
– –
HII icon
1870
Huntington Ingalls Industries
HII
$12.8B
$84K ﹤0.01%
401
+333
+490% +$70.9K
MHK icon
1871
Mohawk Industries
MHK
$9.22B
$84K ﹤0.01%
441
-292
-40% -$59.4K
NI icon
1872
NiSource
NI
$20.4B
$84K ﹤0.01%
3,499
+1,669
+91% +$42.4K
MUI
1873
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$84K ﹤0.01%
+5,418
New +$83.3K
IGI
1874
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.9M
$83K ﹤0.01%
3,800
– –
PDSB icon
1875
PDS Biotechnology
PDSB
$43.4M
$83K ﹤0.01%
+6,685
New +$52.2K
73 74
75
76 77

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.