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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLQL icon
1851
Franklin US Large Cap Multifactor Index ETF
FLQL
$1.99B
$614K ﹤0.01%
9,075
– –
TDW icon
1852
Tidewater
TDW
$3.63B
$614K ﹤0.01%
7,346
+6,817
+1,289% +$474K
FNY icon
1853
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$565M
$614K ﹤0.01%
6,780
+1,099
+19% +$104K
SCHJ icon
1854
Schwab 1-5 Year Corporate Bond ETF
SCHJ
$849M
$613K ﹤0.01%
24,789
-6,219
-20% -$155K
ILF icon
1855
iShares Latin America 40 ETF
ILF
$3.73B
$611K ﹤0.01%
17,212
+2,952
+21% +$102K
XPO icon
1856
XPO
XPO
$23.4B
$610K ﹤0.01%
3,138
+631
+25% +$113K
IGLB icon
1857
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.62B
$608K ﹤0.01%
12,251
-4,298
-26% -$217K
XES icon
1858
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$352M
$607K ﹤0.01%
5,216
+5,066
+3,377% +$531K
CHT icon
1859
Chunghwa Telecom
CHT
$33.5B
$607K ﹤0.01%
14,364
+14,110
+5,555% +$600K
TEM
1860
Tempus AI
TEM
$7.48B
$606K ﹤0.01%
13,395
+8,266
+161% +$470K
SYM icon
1861
Symbotic
SYM
$5.13B
$605K ﹤0.01%
11,366
+1,123
+11% +$64.3K
LION icon
1862
Lionsgate Studios
LION
$3.89B
$600K ﹤0.01%
62,608
-4,480
-7% -$41.3K
SYNA icon
1863
Synaptics
SYNA
$4.05B
$598K ﹤0.01%
8,544
+795
+10% +$64.5K
IGPT icon
1864
Invesco AI and Next Gen Software ETF
IGPT
$1.08B
$598K ﹤0.01%
10,292
-48
-0.5% -$2.99K
IHG icon
1865
InterContinental Hotels
IHG
$23.8B
$597K ﹤0.01%
4,475
+492
+12% +$67.7K
HSDT icon
1866
Solana Company
HSDT
$96.3M
$597K ﹤0.01%
344,904
-100,000
-22% -$243K
HEWJ icon
1867
iShares Currency Hedged MSCI Japan ETF
HEWJ
$713M
$596K ﹤0.01%
10,588
+170
+2% +$9.65K
AFRM icon
1868
Affirm
AFRM
$23.5B
$596K ﹤0.01%
12,997
-2,506
-16% -$145K
NWG icon
1869
NatWest
NWG
$69.9B
$594K ﹤0.01%
39,867
+19,911
+100% +$331K
IDU icon
1870
iShares US Utilities ETF
IDU
$1.37B
$594K ﹤0.01%
5,113
+626
+14% +$71.2K
DWM icon
1871
WisdomTree International Equity Fund
DWM
$667M
$593K ﹤0.01%
8,489
+4
+0% +$287
LW icon
1872
Lamb Weston
LW
$7.42B
$592K ﹤0.01%
14,001
+5,098
+57% +$228K
NML
1873
Neuberger Energy Infrastructure and Income Fund Inc
NML
$572M
$591K ﹤0.01%
56,205
– –
LGOV icon
1874
First Trust Long Duration Opportunities ETF
LGOV
$621M
$590K ﹤0.01%
27,356
+556
+2% +$12.2K
ASR icon
1875
Grupo Aeroportuario del Sureste
ASR
$8.16B
$590K ﹤0.01%
1,754
+523
+42% +$179K
73 74
75
76 77

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.