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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNDX icon
1801
Schwab Fundamental US Large Company Index ETF
FNDX
$26.5B
$683K ﹤0.01%
24,530
-4,265
-15% -$121K
AGI icon
1802
Alamos Gold
AGI
$12B
$683K ﹤0.01%
15,373
-43,548
-74% -$1.92M
EFAS icon
1803
Global X MSCI SuperDividend EAFE ETF
EFAS
$51.4M
$678K ﹤0.01%
32,000
– –
PII icon
1804
Polaris
PII
$3.83B
$675K ﹤0.01%
12,386
+1,660
+15% +$104K
ARGT icon
1805
Global X MSCI Argentina ETF
ARGT
$837M
$675K ﹤0.01%
7,233
+1,915
+36% +$176K
JOET icon
1806
Virtus Terranova US Quality Momentum ETF
JOET
$238M
$674K ﹤0.01%
16,837
+15,917
+1,730% +$669K
MEMX icon
1807
Matthews Emerging Markets ex China Active ETF
MEMX
$47.1M
$672K ﹤0.01%
16,872
+2,533
+18% +$104K
LENZ
1808
LENZ Therapeutics
LENZ
$179M
$671K ﹤0.01%
73,340
+25,269
+53% +$355K
PTRB icon
1809
PGIM Total Return Bond ETF
PTRB
$1.1B
$667K ﹤0.01%
16,069
-4,779
-23% -$201K
DBL
1810
DoubleLine Opportunistic Credit Fund
DBL
$278M
$667K ﹤0.01%
45,658
+2,897
+7% +$43.2K
IGR
1811
CBRE Global Real Estate Income Fund
IGR
$719M
$665K ﹤0.01%
151,507
-31,039
-17% -$146K
AEHR icon
1812
Aehr Test Systems
AEHR
$2.13B
$663K ﹤0.01%
17,889
+16,306
+1,030% +$522K
FBRT
1813
Franklin BSP Realty Trust
FBRT
$580M
$663K ﹤0.01%
78,054
+30,000
+62% +$285K
RDY icon
1814
Dr. Reddy's Laboratories
RDY
$9.8B
$659K ﹤0.01%
47,612
+45,565
+2,226% +$634K
FSS icon
1815
Federal Signal
FSS
$6.82B
$659K ﹤0.01%
6,093
-247
-4% -$27.9K
ACHC icon
1816
Acadia Healthcare
ACHC
$2.55B
$658K ﹤0.01%
28,138
-42,230
-60% -$764K
SPIR icon
1817
Spire Global
SPIR
$408M
$658K ﹤0.01%
52,296
+31,274
+149% +$334K
QSPT icon
1818
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$609M
$655K ﹤0.01%
21,400
– –
PCG icon
1819
PG&E
PCG
$39B
$655K ﹤0.01%
37,281
+1,367
+4% +$23.3K
AGIX
1820
KraneShares Public-Private AI & Technology ETF
AGIX
$449M
$653K ﹤0.01%
+19,930
New +$695K
ROAD icon
1821
Construction Partners
ROAD
$5.88B
$652K ﹤0.01%
5,866
-1,652
-22% -$198K
PML
1822
PIMCO Municipal Income Fund II
PML
$487M
$650K ﹤0.01%
85,903
+5,667
+7% +$43.5K
BAUG icon
1823
Innovator US Equity Buffer ETF August
BAUG
$198M
$648K ﹤0.01%
13,273
-44
-0.3% -$2.2K
HELO icon
1824
JPMorgan Hedged Equity Laddered Overlay ETF
HELO
$4.5B
$645K ﹤0.01%
+10,100
New +$669K
TBLL icon
1825
Invesco Short Term Treasury ETF
TBLL
$2.61B
$641K ﹤0.01%
6,071
-7,997
-57% -$845K
71 72
73
74 75

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.