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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $65.2B
1-Year Est. Return 31.44%
This Fund
S&P 500
This Quarter Est. Return
+18.66%
1 Year Est. Return
+31.44%
3 Year Est. Return
+100.98%
5 Year Est. Return
+121.66%
10 Year Est. Return
–
AUM
$65.2B
AUM Growth
+$8.83B
Cap. Flow
+$1.57B
Cap. Flow %
2.41%
Top 10 Hldgs %
21.98%
Holding
4,913
New
231
Increased
2,022
Reduced
1,892
Closed
182

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$113M
2
LLY icon
Eli Lilly
LLY
+$56.8M
3
NVDA icon
NVIDIA
NVDA
+$48.2M
4
AMZN icon
Amazon
AMZN
+$47.4M
5
SRE icon
Sempra
SRE
+$45.7M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$88.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$84.8M
3
HLN icon
Haleon
HLN
+$46.3M
4
HON icon
Honeywell
HON
+$44.9M
5
MSFT icon
Microsoft
MSFT
+$41.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 38.45%
2 Technology 20.76%
3 Financials 7.88%
4 Industrials 6.94%
5 Communication Services 5.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNA icon
1776
NYLIM Merger Arbitrage ETF
MNA
$262M
$891K ﹤0.01%
24,435
-848
-3% -$30.9K
RRX icon
1777
Regal Rexnord
RRX
$10.4B
$888K ﹤0.01%
3,726
+1,544
+71% +$323K
PSMJ icon
1778
Pacer Swan SOS Moderate July ETF
PSMJ
$105M
$887K ﹤0.01%
26,210
-2,100
-7% -$69.9K
ZETA icon
1779
Zeta Global
ZETA
$7.39B
$886K ﹤0.01%
45,038
+10,099
+29% +$187K
SPXX icon
1780
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$335M
$885K ﹤0.01%
47,458
+914
+2% +$16.2K
FTS icon
1781
Fortis
FTS
$27.1B
$884K ﹤0.01%
15,451
+8,288
+116% +$468K
EXPD icon
1782
Expeditors International
EXPD
$24.4B
$884K ﹤0.01%
5,425
+2,311
+74% +$357K
SMDV icon
1783
ProShares Russell 2000 Dividend Growers ETF
SMDV
$671M
$878K ﹤0.01%
11,404
-1,281
-10% -$93.3K
BUFD icon
1784
FT Vest Fund of Deep Buffer ETFs
BUFD
$2.09B
$877K ﹤0.01%
29,498
+5,049
+21% +$148K
FDLO icon
1785
Fidelity Low Volatility Factor ETF
FDLO
$1.4B
$877K ﹤0.01%
12,828
-7,682
-37% -$527K
NTNX icon
1786
Nutanix
NTNX
$18.4B
$875K ﹤0.01%
17,167
-4,618
-21% -$209K
CHY
1787
Calamos Convertible and High Income Fund
CHY
$960M
$875K ﹤0.01%
64,227
-9,907
-13% -$125K
AEHR icon
1788
Aehr Test Systems
AEHR
$3.41B
$874K ﹤0.01%
9,101
-8,788
-49% -$803K
UAA icon
1789
Under Armour
UAA
$1.9B
$874K ﹤0.01%
136,756
-5,162
-4% -$30.6K
QUS icon
1790
State Street SPDR MSCI USA StrategicFactors ETF
QUS
$1.57B
$873K ﹤0.01%
+4,671
New +$851K
WBS
1791
DELISTED
Webster Financial
WBS
$872K ﹤0.01%
11,415
+291
+3% +$21.2K
IDA icon
1792
Idacorp
IDA
$7.51B
$871K ﹤0.01%
5,753
– –
EQAL icon
1793
Invesco Russell 1000 Equal Weight ETF
EQAL
$809M
$870K ﹤0.01%
14,690
-7
-0% -$406
EQX icon
1794
Equinox Gold
EQX
$13.9B
$870K ﹤0.01%
89,524
-11,578
-11% -$149K
WF icon
1795
Woori Financial
WF
$19.2B
$867K ﹤0.01%
15,104
+1,691
+13% +$110K
EVV
1796
Eaton Vance Limited Duration Income Fund
EVV
$978M
$863K ﹤0.01%
92,110
-1,820
-2% -$17K
DMLP icon
1797
Dorchester Minerals
DMLP
$1.43B
$863K ﹤0.01%
34,170
+21,645
+173% +$590K
VINP icon
1798
Vinci Compass Investments Ltd
VINP
$614M
$861K ﹤0.01%
88,500
-32,000
-27% -$332K
SUSB icon
1799
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.29B
$861K ﹤0.01%
34,445
+42
+0.1% +$1.05K
NML
1800
Neuberger Energy Infrastructure and Income Fund Inc
NML
$580M
$860K ﹤0.01%
84,797
+28,592
+51% +$288K
70 71
72
73 74

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Rockefeller Capital Management's Q2 2026 Portfolio in Review

As of Q2 2026, Rockefeller Capital Management held 4,913 positions worth $65.2B, up 16% from $56.4B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q2 2026 filing shows 231 new, 2,022 increased, 1,892 reduced and 182 closed positions. Its largest new stake was Honeywell Aerospace: 194,766 shares worth $43.1M. The largest sale was Salesforce, an estimated $88.8M.

By sector, the portfolio is most concentrated in Miscellaneous at 38% of assets, up from 38% a quarter earlier, followed by Technology and Financials.

  • Rockefeller Capital Management's largest Q2 2026 buy was Honeywell Aerospace: 194,766 shares worth $43.1M.
  • Rockefeller Capital Management added most to Apple in Q2 2026, an estimated $113M increase.
  • Rockefeller Capital Management's biggest Q2 2026 reduction was Salesforce, cutting an estimated $88.8M.
  • Rockefeller Capital Management fully exited Coterra Energy in Q2 2026, selling an estimated $7.46M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $65.2B portfolio in Q2 2026.
  • Rockefeller Capital Management opened 231 new positions and closed 182 in Q2 2026.
  • Rockefeller Capital Management's portfolio value rose 16% quarter-over-quarter to $65.2B.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.