Rockefeller Capital Management
CCD

Rockefeller Capital Management’s Calamos Dynamic Convertible & Income Fund CCD Stock Holding History

Rockefeller Capital Management’s Portfolio CCD Stock Details CCD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$632K Buy
29,590
+60
+0.2% +$1.34K ﹤0.01% 1839
2025
Q4 		$616K Sell
29,530
-2,126
-7% -$45.4K ﹤0.01% 1791
2025
Q3 		$666K Buy
31,656
+3,251
+11% +$67.2K ﹤0.01% 1627
2025
Q2 		$573K Buy
28,405
+7,346
+35% +$152K ﹤0.01% 1520
2025
Q1 		$448K Buy
21,059
+2,654
+14% +$62.1K ﹤0.01% 1515
2024
Q4 		$447K Sell
18,405
-1,000
-5% -$24.5K ﹤0.01% 1503
2024
Q3 		$493K Sell
19,405
-2,287
-11% -$53.9K ﹤0.01% 1433
2024
Q2 		$487K Buy
21,692
+4,700
+28% +$104K ﹤0.01% 1435
2024
Q1 		$370K Buy
+16,992
New +$357K ﹤0.01% 1544
2023
Q1 		– Sell
-5,809
Closed -$119K – 2266
2022
Q4 		$119K Sell
5,809
-400
-6% -$8.62K ﹤0.01% 1936
2022
Q3 		$124K Sell
6,209
-2,003
-24% -$46.2K ﹤0.01% 1874
2022
Q2 		$176K Sell
8,212
-4,104
-33% -$96.8K ﹤0.01% 1686
2022
Q1 		$315K Buy
12,316
+10,029
+439% +$269K ﹤0.01% 1503
2021
Q4 		$72K Buy
+2,287
New +$72.2K ﹤0.01% 2065
2020
Q4 		– Sell
-3,000
Closed -$68K – 2858
2020
Q3 		$68K Hold
3,000
– – ﹤0.01% 1406
2020
Q2 		$63K Hold
3,000
– – ﹤0.01% 1347
2020
Q1 		$50K Hold
3,000
– – ﹤0.01% 1231
2019
Q4 		$63K Buy
+3,000
New +$62.1K ﹤0.01% 1090

Other funds holding CCD

DADC
D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
MA
Mutual Advisors Omaha, Nebraska $4.67B AUM 17.48% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Rockefeller Capital Management's CCD Position: Q1 2026 in Review

Rockefeller Capital Management increased its Calamos Dynamic Convertible & Income Fund (CCD) stake by 0.2% in Q1 2026, buying an estimated $1.34K and bringing the position to 29,590 shares worth $632K. The position accounts for ﹤0.01% of the portfolio, ranked #1839.

Rockefeller Capital Management first reported a position in CCD in Q4 2019 and has held it in 18 quarters since. The position peaked at $666K in Q3 2025. 64 funds tracked by Wall St. Rank hold CCD as of Q1 2026.

  • Rockefeller Capital Management held 29,590 shares of Calamos Dynamic Convertible & Income Fund worth $632K as of Q1 2026.
  • Rockefeller Capital Management bought 60 Calamos Dynamic Convertible & Income Fund shares in Q1 2026, an estimated $1.34K.
  • Calamos Dynamic Convertible & Income Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #1839 holding.
  • Rockefeller Capital Management first reported a position in Calamos Dynamic Convertible & Income Fund in Q4 2019 and has held it in 18 quarters since.
  • Rockefeller Capital Management's Calamos Dynamic Convertible & Income Fund position peaked at $666K in Q3 2025.
  • 64 funds tracked by Wall St. Rank held Calamos Dynamic Convertible & Income Fund as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.