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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
(+1.6%)
Cap. Flow
+$2.42B
Cap. Flow
% of AUM
4.29%
Top 10 Holdings %
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$95.5M |
| 2 |
EQT Corp
EQT
|
+$84.7M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$74.4M |
| 4 |
Amazon
AMZN
|
+$65.3M |
| 5 |
NVIDIA
NVDA
|
+$64.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
EOG Resources
EOG
|
+$65.4M |
| 2 |
Shopify
SHOP
|
+$54.9M |
| 3 |
ICICI Bank
IBN
|
+$42.8M |
| 4 |
Willis Towers Watson
WTW
|
+$37.1M |
| 5 |
Caterpillar
CAT
|
+$36.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.21% |
| 2 | Financials | 8.18% |
| 3 | Industrials | 6.8% |
| 4 | Healthcare | 5.97% |
| 5 | Communication Services | 5.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1751
VanEck Oil Services ETF
OIH
$1.97B
| $756K | ﹤0.01% |
1,869
+665
| +55% | +$243K |
|
|
FTMH
1752
Franklin Municipal High Yield ETF
FTMH
$586M
| $753K | ﹤0.01% |
65,302
+50,088
| +329% | +$584K |
|
1753
Hasbro
HAS
$13.5B
| $752K | ﹤0.01% |
8,034
+1,944
| +32% | +$182K |
|
1754
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
| $752K | ﹤0.01% |
28,232
| – | – |
|
1755
Duolingo
DUOL
$6.53B
| $751K | ﹤0.01% |
7,621
+311
| +4% | +$38.4K |
|
1756
BlackRock Credit Allocation Income Trust
BTZ
$927M
| $751K | ﹤0.01% |
74,352
-3,152
| -4% | -$33.1K |
|
1757
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$327M
| $748K | ﹤0.01% |
+46,544
| New | +$816K |
|
1758
BlackRock MuniAssets Fund
MUA
$516M
| $745K | ﹤0.01% |
70,250
+16
| +0% | +$175 |
|
1759
Trex
TREX
$4.4B
| $737K | ﹤0.01% |
20,249
+13,989
| +223% | +$563K |
|
1760
ARK Space & Defense Innovation ETF
ARKX
$765M
| $737K | ﹤0.01% |
25,122
+24,797
| +7,630% | +$793K |
|
1761
First Trust Multi Cap Value AlphaDEX Fund
FAB
$165M
| $737K | ﹤0.01% |
7,794
-951
| -11% | -$90.2K |
|
|
MHF
1762
Western Asset Municipal High Income Fund
MHF
$151M
| $736K | ﹤0.01% |
106,000
-15,500
| -13% | -$107K |
|
|
LADR
1763
Ladder Capital
LADR
$1.24B
| $735K | ﹤0.01% |
75,260
+7,379
| +11% | +$77.6K |
|
1764
Essex Property Trust
ESS
$19.1B
| $735K | ﹤0.01% |
3,038
+374
| +14% | +$94.3K |
|
1765
iShares MSCI Canada ETF
EWC
$6.12B
| $733K | ﹤0.01% |
13,381
-3,376
| -20% | -$188K |
|
1766
McGrath RentCorp
MGRC
$2.87B
| $730K | ﹤0.01% |
6,615
-714
| -10% | -$79.4K |
|
1767
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$410M
| $729K | ﹤0.01% |
5,358
+2,048
| +62% | +$293K |
|
1768
Nuveen Multi-Asset Income Fund
NMAI
$456M
| $729K | ﹤0.01% |
58,757
-5,349
| -8% | -$70.7K |
|
1769
iShares Convertible Bond ETF
ICVT
$6.97B
| $728K | ﹤0.01% |
7,152
-2,937
| -29% | -$304K |
|
|
KIO
1770
KKR Income Opportunities Fund
KIO
$450M
| $725K | ﹤0.01% |
65,910
+2,243
| +4% | +$25.6K |
|
1771
Liberty Media Series C
FWONK
$25.5B
| $721K | ﹤0.01% |
8,480
-235
| -3% | -$20.5K |
|
1772
AB InBev
BUD
$164B
| $721K | ﹤0.01% |
10,391
+3,510
| +51% | +$253K |
|
1773
Equinor
EQNR
$97.3B
| $720K | ﹤0.01% |
17,064
+4,065
| +31% | +$123K |
|
1774
Ameren
AEE
$30.4B
| $719K | ﹤0.01% |
6,539
+1,687
| +35% | +$180K |
|
|
STKL
1775
DELISTED
SunOpta
STKL
| $718K | ﹤0.01% |
110,852
-2,039,533
| -95% | -$11.5M |
|
Similar funds
Rockefeller Capital Management's Q1 2026 Portfolio in Review
As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.
- Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
- Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
- Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
- Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
- Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
- Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
- Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.
Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.