Rockefeller Capital Management Portfolio holdings

AUM $40.5B

AUM

$40.5B

AUM Growth

+$1.91B (+5%)

Cap. Flow

+$3.64B

Cap. Flow % of AUM

8.99%

Top 10 Holdings %Top 10 Hldgs %

24.12%

Holding

1,757

New

105

Increased

879

Reduced

624

Closed

103

Top Buys

1	Salesforce CRM	$1.37B
2	Synopsys SNPS	$139M
3	Microsoft MSFT	$103M
4	NVIDIA NVDA	$92.7M
5	SPDR S&P 500 ETF Trust SPY	$81.2M

Top Sells

1	Oracle ORCL	$87.6M
2	RGEF Rockefeller Global Equity ETF RGEF	$68.1M
3	Vanguard Total World Stock ETF VT	$30.9M
4	RSMC Rockefeller U.S. Small-Mid Cap ETF RSMC	$25M
5	Costco COST	$24.3M

Sector Composition

1	Technology	21.34%
2	Financials	9.78%
3	Healthcare	6.78%
4	Industrials	5.94%
5	Consumer Discretionary	5.85%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
1701	1701 Iovance Biotherapeutics IOVA $568M	$0	0%	0 -46,417	Closed	–
1702	1702 iShares Core 1-5 Year USD Bond ETF ISTB $4.41B	$0	0%	0 -94,549	Closed	–
1703	1703 iShares US Transportation ETF IYT $724M	$0	0%	0 -10,446	Closed	–
1704	1704 Jefferies Financial Group JEF $11.5B	$0	0%	0 -38,338	Closed	–
1705	1705 Nuveen Preferred & Income Opportunities Fund JPC $2.61B	$0	0%	0 -40,218	Closed	–
1706	1706 Keurig Dr Pepper KDP $45.9B	$0	0%	0 -12,577	Closed	–
1707	1707 CarMax KMX $10.3B	$0	0%	0 -10,136	Closed	–
1708	1708 Centrus Energy LEU $3.13B	$0	0%	0 -16,730	Closed	–
1709	MMD 1709 MainStay MacKay DefinedTerm Municipal Opportunities Fund MMD $278M	$0	0%	0 -19,968	Closed	–
1710	1710 Motorola Solutions MSI $71.2B	$0	0%	0 -21,489	Closed	–
1711	1711 MasTec MTZ $13.6B	$0	0%	0 -13,835	Closed	–
1712	1712 PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund MUNI $2B	$0	0%	0 -44,588	Closed	–
1713	1713 National Grid NGG $69.5B	$0	0%	0 -10,923	Closed	–
1714	1714 NIO NIO $7.66B	$0	0%	0 -48,479	Closed	–
1715	1715 Nutanix NTNX $20.6B	$0	0%	0 -14,345	Closed	–
1716	1716 Envista NVST $3.33B	$0	0%	0 -12,066	Closed	–
1717	1717 News Corp Class A NWSA $16.6B	$0	0%	0 -16,558	Closed	–
1718	1718 ODP ODP $565M	$0	0%	0 -28,189	Closed	–
1719	1719 OneMain Financial OMF $7.06B	$0	0%	0 -57,981	Closed	–
1720	1720 Portland General Electric POR $4.48B	$0	0%	0 -12,741	Closed	–
1721	1721 Prospect Capital PSEC $1.49B	$0	0%	0 -49,358	Closed	–
1722	1722 PGIM Total Return Bond ETF PTRB $473M	$0	0%	0 -10,765	Closed	–
1723	1723 Quantum Computing Inc QUBT $3.14B	$0	0%	0 -843,054	Closed	–
1724	1724 Ferrari RACE $86.7B	$0	0%	0 -11,691	Closed	–
1725	1725 Red Cat Holdings RCAT $668M	$0	0%	0 -515,769	Closed	–