Rockefeller Capital Management Portfolio holdings

AUM $40.5B

AUM

$40.5B

AUM Growth

+$1.91B (+5%)

Cap. Flow

+$3.64B

Cap. Flow % of AUM

8.99%

Top 10 Holdings %Top 10 Hldgs %

24.12%

Holding

1,757

New

105

Increased

879

Reduced

624

Closed

103

Top Buys

1	Salesforce CRM	$1.37B
2	Synopsys SNPS	$139M
3	Microsoft MSFT	$103M
4	NVIDIA NVDA	$92.7M
5	SPDR S&P 500 ETF Trust SPY	$81.2M

Top Sells

1	Oracle ORCL	$87.6M
2	RGEF Rockefeller Global Equity ETF RGEF	$68.1M
3	Vanguard Total World Stock ETF VT	$30.9M
4	RSMC Rockefeller U.S. Small-Mid Cap ETF RSMC	$25M
5	Costco COST	$24.3M

Sector Composition

1	Technology	21.34%
2	Financials	9.78%
3	Healthcare	6.78%
4	Industrials	5.94%
5	Consumer Discretionary	5.85%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
1676	1676 Dimensional National Municipal Bond ETF DFNM $1.58B	$0	0%	0 -13,779	Closed	–
1677	1677 DexCom DXCM $32.5B	$0	0%	0 -12,502	Closed	–
1678	1678 Estee Lauder EL $30.9B	$0	0%	0 -15,550	Closed	–
1679	1679 Entegris ENTG $12.6B	$0	0%	0 -15,157	Closed	–
1680	1680 Eos Energy Enterprises EOSE $1.28B	$0	0%	0 -148,008	Closed	–
1681	1681 iShares MSCI Mexico ETF EWW $1.81B	$0	0%	0 -11,325	Closed	–
1682	1682 iShares MSCI Brazil ETF EWZ $4.95B	$0	0%	0 -12,369	Closed	–
1683	1683 Expedia Group EXPE $22.6B	$0	0%	0 -58,770	Closed	–
1684	1684 First Trust Natural Gas ETF FCG $347M	$0	0%	0 -33,225	Closed	–
1685	1685 Freshworks FRSH $4.43B	$0	0%	0 -18,193	Closed	–
1686	1686 First Trust Large Cap Value AlphaDEX Fund FTA $1.13B	$0	0%	0 -15,873	Closed	–
1687	1687 First Trust Global Tactical Commodity Strategy Fund FTGC $2.47B	$0	0%	0 -10,544	Closed	–
1688	1688 First Trust Nasdaq Oil & Gas ETF FTXN $127M	$0	0%	0 -13,976	Closed	–
1689	1689 First Trust Consumer Discretionary AlphaDEX Fund FXD $330M	$0	0%	0 -37,252	Closed	–
1690	1690 Guardant Health GH $6.14B	$0	0%	0 -16,357	Closed	–
1691	1691 Greystone Housing Impact Investors LP GHI $272M	$0	0%	0 -23,720	Closed	–
1692	1692 Genmab GMAB $12.6B	$0	0%	0 -14,894	Closed	–
1693	1693 FT Vest US Equity Moderate Buffer ETF November GNOV $275M	$0	0%	0 -36,580	Closed	–
1694	1694 Graphic Packaging GPK $6.57B	$0	0%	0 -10,213	Closed	–
1695	1695 Hess HES $44.3B	$0	0%	0 -10,427	Closed	–
1696	1696 Hillman Solutions HLMN $1.46B	$0	0%	0 -31,872	Closed	–
1697	1697 Interactive Brokers IBKR $25.2B	$0	0%	0 -13,054	Closed	–
1698	1698 iShares Core MSCI International Developed Markets ETF IDEV $20.3B	$0	0%	0 -10,044	Closed	–
1699	1699 iShares Global Infrastructure ETF IGF $7.47B	$0	0%	0 -10,518	Closed	–
1700	1700 Immuneering IMRX $146M	$0	0%	0 -177,377	Closed	–