We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDJ icon
1676
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$864K ﹤0.01%
100,202
+2,586
+3% +$24.1K
RGTI icon
1677
Rigetti Computing
RGTI
$4.39B
$863K ﹤0.01%
61,446
+8,567
+16% +$161K
SUSB icon
1678
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$862K ﹤0.01%
34,403
-114
-0.3% -$2.87K
CVNA icon
1679
Carvana
CVNA
$47.5B
$862K ﹤0.01%
13,705
+765
+6% +$56.8K
FLRN icon
1680
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$861K ﹤0.01%
27,980
+7,277
+35% +$224K
EIPI
1681
FT Energy Income Partners Enhanced Income ETF
EIPI
$1.07B
$860K ﹤0.01%
38,249
+26,642
+230% +$572K
DBEU icon
1682
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$762M
$859K ﹤0.01%
17,636
+118
+0.7% +$5.85K
TEAM icon
1683
Atlassian
TEAM
$26.5B
$859K ﹤0.01%
12,583
+4,527
+56% +$446K
DSL
1684
DoubleLine Income Solutions Fund
DSL
$1.22B
$859K ﹤0.01%
79,272
+22,209
+39% +$250K
FEOE
1685
First Eagle Overseas Equity ETF
FEOE
$1.55B
$858K ﹤0.01%
17,003
+16,968
+48,480% +$879K
ERO icon
1686
Ero Copper
ERO
$2.64B
$856K ﹤0.01%
32,108
+8,330
+35% +$250K
UBSI icon
1687
United Bankshares
UBSI
$6.69B
$853K ﹤0.01%
20,601
+2,945
+17% +$122K
ES icon
1688
Eversource Energy
ES
$28.1B
$853K ﹤0.01%
12,312
+1,211
+11% +$85.6K
VOTE icon
1689
TCW Transform 500 ETF
VOTE
$1.07B
$850K ﹤0.01%
11,137
+6,598
+145% +$527K
AVIV icon
1690
Avantis International Large Cap Value ETF
AVIV
$1.97B
$847K ﹤0.01%
11,317
+1,237
+12% +$93.7K
DCOM icon
1691
Dime Commercial Bancshares
DCOM
$1.79B
$847K ﹤0.01%
25,030
-12,726
-34% -$418K
PBE icon
1692
Invesco Biotechnology & Genome ETF
PBE
$286M
$845K ﹤0.01%
10,667
+1
+0% +$81
NN icon
1693
NextNav
NN
$1.79B
$842K ﹤0.01%
52,564
-54,489
-51% -$882K
QQQX icon
1694
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.41B
$841K ﹤0.01%
31,522
-150
-0.5% -$4.16K
XIMR icon
1695
FT Vest US Equity Buffer & Premium Income ETF March
XIMR
$29.8M
$840K ﹤0.01%
27,177
+7,053
+35% +$219K
ARKG icon
1696
ARK Genomic Revolution ETF
ARKG
$1.53B
$839K ﹤0.01%
31,767
+7,524
+31% +$220K
UAA icon
1697
Under Armour
UAA
$3.01B
$839K ﹤0.01%
141,918
-654
-0.5% -$4.24K
PNR icon
1698
Pentair
PNR
$10.6B
$836K ﹤0.01%
9,601
+1,361
+17% +$133K
KRP icon
1699
Kimbell Royalty Partners
KRP
$1.46B
$836K ﹤0.01%
57,782
+1,332
+2% +$18.2K
AEIS icon
1700
Advanced Energy
AEIS
$10.1B
$831K ﹤0.01%
2,576
+1,242
+93% +$360K
66 67
68
69 70

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Fifth Third Bancorp
Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return
Universal-Beteiligungs- und Servicegesellschaft
Universal-Beteiligungs- und Servicegesellschaft Frankfurt Am Main, Germany $58.1B AUM 27.19% 1-Year Est. Return

Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.