Rockefeller Capital Management’s Goldman Sachs ActiveBeta Emerging Markets Equity ETF GEM Stock Holding History

Rockefeller Capital Management’s Portfolio GEM Stock Details GEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$761K	Sell	14,888 -907	-6%	-$45.8K	﹤0.01%	1884
2026 Q2	$821K	Sell	15,795 -2,395	-13%	-$119K	﹤0.01%	1826
2026 Q1	$786K	Buy	18,190 +691	+4%	+$30.9K	﹤0.01%	1736
2025 Q4	$728K	Buy	17,499 +11,733	+203%	+$488K	﹤0.01%	1708
2025 Q3	$235K	Buy	+5,766	New	+$223K	﹤0.01%	2146
2023 Q2	–	Sell	-7,778	Closed	-$231K	–	1890
2023 Q1	$231K	Buy	7,778 +2,501	+47%	+$74.6K	﹤0.01%	1738
2022 Q4	$149K	Buy	5,277 +1,479	+39%	+$40.5K	﹤0.01%	1811
2022 Q3	$98K	Buy	3,798 +505	+15%	+$14.6K	﹤0.01%	2003
2022 Q2	$97K	Buy	3,293 +1,008	+44%	+$31.8K	﹤0.01%	1964
2022 Q1	$77K	Buy	2,285 +1,003	+78%	+$35.7K	﹤0.01%	2100
2021 Q4	$47K	Buy	1,282 +519	+68%	+$19.3K	﹤0.01%	2249
2021 Q3	$28K	Buy	763 +204	+36%	+$7.93K	﹤0.01%	2429
2021 Q2	$22K	Buy	559 +3	+0.5%	+$121	﹤0.01%	2450
2021 Q1	$21K	Sell	556 -375	-40%	-$15K	﹤0.01%	2254
2020 Q4	$35K	Buy	931 +5	+0.5%	+$177	﹤0.01%	1796
2020 Q3	$30K	Buy	+926	New	+$30.5K	﹤0.01%	1652
2020 Q2	–	Sell	-151	Closed	-$4K	–	2608
2020 Q1	$4K	Buy	+151	New	+$4.76K	﹤0.01%	2014

Other funds holding GEM

SigFig Wealth Management San Francisco, California $4B AUM 10.86% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Morgan Stanley New York $1.96T AUM 27.49% 1-Year Est. Return

HB Wealth Management Atlanta, Georgia $19.5B AUM 16.96% 1-Year Est. Return

United Capital Financial Advisors Irving, Texas $18.4B AUM 17.63% 1-Year Est. Return

Principal Securities Des Moines, Iowa $8.59B AUM 15.31% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $115B AUM 18.52% 1-Year Est. Return

First Foundation Advisors Irvine, California $2.9B AUM 23.04% 1-Year Est. Return

Arvest Investments Lowell, Arkansas $835M AUM 13.48% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $375B AUM 21.05% 1-Year Est. Return

Rockefeller Capital Management's GEM Position: Q3 2026 in Review

Rockefeller Capital Management reduced its Goldman Sachs ActiveBeta Emerging Markets Equity ETF (GEM) stake by 5.7% in Q3 2026, selling an estimated $45.8K and leaving 14,888 shares worth $761K. The position accounts for ﹤0.01% of the portfolio, ranked #1884.

Rockefeller Capital Management first reported a position in GEM in Q1 2020 and has held it in 17 quarters since. The position peaked at $821K in Q2 2026. 172 funds tracked by Wall St. Rank hold GEM as of Q3 2026.

Rockefeller Capital Management held 14,888 shares of Goldman Sachs ActiveBeta Emerging Markets Equity ETF worth $761K as of Q3 2026.
Rockefeller Capital Management sold 907 Goldman Sachs ActiveBeta Emerging Markets Equity ETF shares in Q3 2026, an estimated $45.8K.
Goldman Sachs ActiveBeta Emerging Markets Equity ETF made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q3 2026, its #1884 holding.
Rockefeller Capital Management first reported a position in Goldman Sachs ActiveBeta Emerging Markets Equity ETF in Q1 2020 and has held it in 17 quarters since.
Rockefeller Capital Management's Goldman Sachs ActiveBeta Emerging Markets Equity ETF position peaked at $821K in Q2 2026.
172 funds tracked by Wall St. Rank held Goldman Sachs ActiveBeta Emerging Markets Equity ETF as of Q3 2026.

Based on Rockefeller Capital Management's 13F filing for Q3 2026, filed 13 Nov 2026.