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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRX icon
1826
Brixmor Property Group
BRX
$9.32B
$137K ﹤0.01%
7,431
-748
-9% -$16.2K
VVR icon
1827
Invesco Senior Income Trust
VVR
$454M
$137K ﹤0.01%
36,939
+4,735
+15% +$18.1K
PTNQ icon
1828
Pacer Trendpilot 100 ETF
PTNQ
$1.26B
$136K ﹤0.01%
2,775
-20
-0.7% -$1.04K
ROUS icon
1829
Hartford Multifactor US Equity ETF
ROUS
$726M
$136K ﹤0.01%
3,861
-3
-0.1% -$116
ATLC icon
1830
Atlanticus Holdings
ATLC
$1.52B
$135K ﹤0.01%
5,160
– –
GLV
1831
Clough Global Dividend & Income Fund
GLV
$78.1M
$135K ﹤0.01%
20,426
-12,297
-38% -$98.4K
ILCV icon
1832
iShares Morningstar Value ETF
ILCV
$1.35B
$135K ﹤0.01%
2,392
-102
-4% -$6.36K
PENN icon
1833
PENN Entertainment
PENN
$2.71B
$135K ﹤0.01%
4,921
-816
-14% -$26.3K
STAA icon
1834
STAAR Surgical
STAA
$1.21B
$135K ﹤0.01%
1,918
+1,821
+1,877% +$156K
ENFN
1835
DELISTED
Enfusion, Inc.
ENFN
$135K ﹤0.01%
11,000
– –
CHKP icon
1836
Check Point Software Technologies
CHKP
$13.1B
$134K ﹤0.01%
1,211
+5
+0.4% +$605
INSP icon
1837
Inspire Medical Systems
INSP
$1.74B
$134K ﹤0.01%
756
+424
+128% +$85.2K
QQQX icon
1838
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$134K ﹤0.01%
6,577
+70
+1% +$1.63K
RCL icon
1839
Royal Caribbean
RCL
$85.6B
$134K ﹤0.01%
3,574
+44
+1% +$1.78K
DJAN icon
1840
FT Vest US Equity Deep Buffer ETF January
DJAN
$482M
$133K ﹤0.01%
4,465
– –
FNDF icon
1841
Schwab Fundamental International Large Company Index ETF
FNDF
$25.7B
$133K ﹤0.01%
5,323
-155
-3% -$4.33K
UMBF icon
1842
UMB Financial
UMBF
$11.1B
$133K ﹤0.01%
1,579
+595
+60% +$53.8K
FLC
1843
Flaherty & Crumrine Total Return Fund
FLC
$175M
$132K ﹤0.01%
8,507
+3,976
+88% +$70.5K
JOBY icon
1844
Joby Aviation
JOBY
$8.55B
$132K ﹤0.01%
30,700
+1,000
+3% +$5.48K
WEAT icon
1845
Teucrium Wheat Fund
WEAT
$292M
$132K ﹤0.01%
2,901
-4,700
-62% -$198K
IDU icon
1846
iShares US Utilities ETF
IDU
$1.36B
$131K ﹤0.01%
1,621
+711
+78% +$64K
PMM
1847
Franklin Managed Municipal Income Trust
PMM
$273M
$131K ﹤0.01%
23,250
+500
+2% +$3.34K
COHU icon
1848
Cohu
COHU
$2.5B
$130K ﹤0.01%
5,063
+4,210
+494% +$117K
DBO icon
1849
Invesco DB Oil Fund
DBO
$366M
$130K ﹤0.01%
8,609
– –
SOYB icon
1850
Teucrium Soybean Fund
SOYB
$60.1M
$130K ﹤0.01%
+5,000
New +$132K
72 73
74
75 76

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.