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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDVY icon
1826
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$58K ﹤0.01%
+2,068
New +$55K
SJNK icon
1827
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
$58K ﹤0.01%
+2,157
New +$58.5K
SUSB icon
1828
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$58K ﹤0.01%
+2,255
New +$58.8K
PRTY
1829
DELISTED
Party City Holdco Inc.
PRTY
$58K ﹤0.01%
10,000
-171,800
-94% -$1.25M
ARKX icon
1830
ARK Space & Defense Innovation ETF
ARKX
$853M
$57K ﹤0.01%
+2,800
New +$57.2K
FNOV icon
1831
FT Vest US Equity Buffer ETF November
FNOV
$1.24B
$57K ﹤0.01%
+1,579
New +$56.4K
GF
1832
New Germany Fund
GF
$186M
$57K ﹤0.01%
2,885
+279
+11% +$5.54K
HFRO
1833
Highland Opportunities and Income Fund
HFRO
$404M
$57K ﹤0.01%
5,228
-2,515
-32% -$26.5K
UA icon
1834
Under Armour Class C
UA
$2.42B
$57K ﹤0.01%
3,121
– –
MRTX
1835
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$57K ﹤0.01%
335
-180
-35% -$35.6K
GOF icon
1836
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$56K ﹤0.01%
2,690
-5
-0.2% -$103
PSCI icon
1837
Invesco S&P SmallCap Industrials ETF
PSCI
$194M
$56K ﹤0.01%
+601
New +$53.5K
SMG icon
1838
ScottsMiracle-Gro
SMG
$3.63B
$56K ﹤0.01%
230
+37
+19% +$8.38K
FNI
1839
DELISTED
First Trust Chindia ETF
FNI
$56K ﹤0.01%
924
– –
AR icon
1840
Antero Resources
AR
$11.4B
$55K ﹤0.01%
+5,405
New +$45.8K
CRSR icon
1841
Corsair Gaming
CRSR
$1.48B
$55K ﹤0.01%
1,682
+940
+127% +$35K
FICO icon
1842
Fair Isaac
FICO
$22.7B
$55K ﹤0.01%
115
-1
-0.9% -$475
FLOT icon
1843
iShares Floating Rate Bond ETF
FLOT
$10.5B
$55K ﹤0.01%
1,101
-1,038
-49% -$52.7K
INTF icon
1844
iShares International Equity Factor ETF
INTF
$3.74B
$55K ﹤0.01%
+1,936
New +$54.6K
MDYV icon
1845
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.86B
$55K ﹤0.01%
855
– –
SGRY icon
1846
Surgery Partners
SGRY
$2.09B
$55K ﹤0.01%
1,260
– –
SPSB icon
1847
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$55K ﹤0.01%
1,758
+1,324
+305% +$41.5K
SPWR
1848
DELISTED
SunPower Corporation Common Stock
SPWR
$55K ﹤0.01%
1,647
+1,505
+1,060% +$56.4K
FTCH
1849
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$55K ﹤0.01%
+1,050
New +$64.2K
LHCG
1850
DELISTED
LHC Group LLC
LHCG
$55K ﹤0.01%
290
-31
-10% -$6.21K
72 73
74
75 76

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.