Rockefeller Capital Management’s ARK Space & Defense Innovation ETF ARKX Stock Holding History

Rockefeller Capital Management’s Portfolio ARKX Stock Details ARKX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$737K	Buy	25,122 +24,797	+7,630%	+$793K	﹤0.01%	1760
2025 Q4	$9.42K	Hold	325	–	–	﹤0.01%	3830
2025 Q3	$9.28K	Buy	+325	New	+$8.53K	﹤0.01%	3676
2023 Q1	–	Sell	-3,508	Closed	-$43K	–	2087
2022 Q4	$43K	Sell	3,508 -1,000	-22%	-$12.8K	﹤0.01%	2449
2022 Q3	$55K	Buy	4,508 +1,310	+41%	+$18.7K	﹤0.01%	2293
2022 Q2	$42K	Hold	3,198	–	–	﹤0.01%	2362
2022 Q1	$57K	Hold	3,198	–	–	﹤0.01%	2234
2021 Q4	$60K	Hold	3,198	–	–	﹤0.01%	2123
2021 Q3	$62K	Hold	3,198	–	–	﹤0.01%	2042
2021 Q2	$67K	Buy	3,198 +398	+14%	+$8.17K	﹤0.01%	1949
2021 Q1	$57K	Buy	+2,800	New	+$57.2K	﹤0.01%	1835

Other funds holding ARKX

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Quadrature Capital London, United Kingdom $8.4B AUM 63.34% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

GTS Securities New York $2.83B AUM 21.76% 1-Year Est. Return

Rockefeller Capital Management's ARKX Position: Q1 2026 in Review

Rockefeller Capital Management increased its ARK Space & Defense Innovation ETF (ARKX) stake by 7,630% in Q1 2026, buying an estimated $793K and bringing the position to 25,122 shares worth $737K. The position accounts for ﹤0.01% of the portfolio, ranked #1760.

Rockefeller Capital Management first reported a position in ARKX in Q1 2021 and has held it in 11 quarters since. 127 funds tracked by Wall St. Rank hold ARKX as of Q1 2026.

Rockefeller Capital Management held 25,122 shares of ARK Space & Defense Innovation ETF worth $737K as of Q1 2026.
Rockefeller Capital Management bought 24,797 ARK Space & Defense Innovation ETF shares in Q1 2026, an estimated $793K.
ARK Space & Defense Innovation ETF made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #1760 holding.
Rockefeller Capital Management first reported a position in ARK Space & Defense Innovation ETF in Q1 2021 and has held it in 11 quarters since.
127 funds tracked by Wall St. Rank held ARK Space & Defense Innovation ETF as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.