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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EG icon
1801
Everest Group
EG
$14.4B
$136K ﹤0.01%
499
+1
+0.2% +$270
HIX
1802
Western Asset High Income Fund II
HIX
$355M
$136K ﹤0.01%
19,111
– –
PKW icon
1803
Invesco BuyBack Achievers ETF
PKW
$1.76B
$136K ﹤0.01%
1,410
– –
FQAL icon
1804
Fidelity Quality Factor ETF
FQAL
$1.46B
$135K ﹤0.01%
2,426
+2,203
+988% +$118K
OXLC
1805
Oxford Lane Capital
OXLC
$898M
$135K ﹤0.01%
3,514
-1
-0% -$39
RJF icon
1806
Raymond James Financial
RJF
$34B
$135K ﹤0.01%
1,351
-882
-39% -$87.2K
SHPW
1807
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$135K ﹤0.01%
+4,573
New +$215K
DIAL icon
1808
Columbia Diversified Fixed Income Allocation ETF
DIAL
$388M
$134K ﹤0.01%
6,303
-12,297
-66% -$261K
MCB icon
1809
Metropolitan Bank Holding Corp
MCB
$1.15B
$134K ﹤0.01%
1,266
+1,016
+406% +$96.6K
DINO icon
1810
HF Sinclair
DINO
$14.5B
$133K ﹤0.01%
4,109
-46
-1% -$1.55K
FVAL icon
1811
Fidelity Value Factor ETF
FVAL
$1.38B
$133K ﹤0.01%
2,578
+2,347
+1,016% +$118K
SLVM icon
1812
Sylvamo
SLVM
$1.63B
$133K ﹤0.01%
+4,802
New +$140K
VNOM icon
1813
Viper Energy
VNOM
$14.7B
$133K ﹤0.01%
6,266
+788
+14% +$17.6K
WOLF icon
1814
Wolfspeed
WOLF
$1.71B
$133K ﹤0.01%
1,199
+39
+3% +$4.35K
ASH icon
1815
Ashland
ASH
$3.5B
$132K ﹤0.01%
1,237
-110
-8% -$11.1K
BSCP
1816
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$132K ﹤0.01%
6,065
– –
SMTI icon
1817
Sanara MedTech
SMTI
$313M
$132K ﹤0.01%
4,500
– –
FDEU
1818
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$132K ﹤0.01%
10,000
– –
BAB icon
1819
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$131K ﹤0.01%
4,000
– –
NZF icon
1820
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$131K ﹤0.01%
7,701
+33
+0.4% +$558
PLNT icon
1821
Planet Fitness
PLNT
$3.78B
$130K ﹤0.01%
1,444
+234
+19% +$20K
SHLX
1822
DELISTED
Shell Midstream Partners, L.P.
SHLX
$130K ﹤0.01%
11,339
+48
+0.4% +$566
TRP icon
1823
TC Energy
TRP
$65.9B
$129K ﹤0.01%
2,780
+878
+46% +$43.4K
CEM
1824
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$129K ﹤0.01%
4,800
– –
NATI
1825
DELISTED
National Instruments Corp
NATI
$129K ﹤0.01%
2,975
-11,239
-79% -$478K
71 72
73
74 75

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.