Rockefeller Capital Management’s Columbia Diversified Fixed Income Allocation ETF DIAL Stock Holding History

Rockefeller Capital Management’s Portfolio DIAL Stock Details DIAL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-1,200	Closed	-$20K	–	2445
2022 Q4	$20K	Hold	1,200	–	–	﹤0.01%	2800
2022 Q3	$20K	Hold	1,200	–	–	﹤0.01%	2765
2022 Q2	$21K	Hold	1,200	–	–	﹤0.01%	2714
2022 Q1	$23K	Sell	1,200 -5,103	-81%	-$103K	﹤0.01%	2656
2021 Q4	$134K	Sell	6,303 -12,297	-66%	-$261K	﹤0.01%	1808
2021 Q3	$397K	Buy	18,600 +13,568	+270%	+$293K	﹤0.01%	1340
2021 Q2	$108K	Buy	5,032 +32	+0.6%	+$685	﹤0.01%	1768
2021 Q1	$105K	Buy	+5,000	New	+$108K	﹤0.01%	1573

Other funds holding DIAL

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AAS

Ameritas Advisory Services Lincoln, Nebraska $2.58B AUM 18.84% 1-Year Est. Return

PVI

Pine Valley Investments Marlton, New Jersey $2.18B AUM 26.57% 1-Year Est. Return

PWM

Prentice Wealth Management Rochester, New York $484M AUM 13.77% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Rockefeller Capital Management's DIAL Position: Q1 2023 in Review

Rockefeller Capital Management sold out of Columbia Diversified Fixed Income Allocation ETF (DIAL) in Q1 2023, closing a stake of 1,200 shares — an estimated $20K sold.

Rockefeller Capital Management first reported a position in DIAL in Q1 2021 and held it in 8 quarters. The position peaked at $397K in Q3 2021. 70 funds tracked by Wall St. Rank hold DIAL as of Q1 2023.

Rockefeller Capital Management reported no remaining Columbia Diversified Fixed Income Allocation ETF position as of Q1 2023 after selling out during the quarter.
Rockefeller Capital Management sold 1,200 Columbia Diversified Fixed Income Allocation ETF shares in Q1 2023, an estimated $20K.
Rockefeller Capital Management first reported a position in Columbia Diversified Fixed Income Allocation ETF in Q1 2021 and held it in 8 quarters.
Rockefeller Capital Management's Columbia Diversified Fixed Income Allocation ETF position peaked at $397K in Q3 2021.
70 funds tracked by Wall St. Rank held Columbia Diversified Fixed Income Allocation ETF as of Q1 2023.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.