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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ST icon
1776
Sensata Technologies
ST
$6.85B
$37K ﹤0.01%
727
+576
+381% +$27.7K
TDY icon
1777
Teledyne Technologies
TDY
$31.7B
$37K ﹤0.01%
98
+79
+416% +$28.3K
UHS icon
1778
Universal Health Services
UHS
$10B
$37K ﹤0.01%
272
-771
-74% -$95.9K
UI icon
1779
Ubiquiti
UI
$34.9B
$37K ﹤0.01%
136
+23
+20% +$5.29K
SMAR
1780
DELISTED
Smartsheet Inc.
SMAR
$37K ﹤0.01%
540
+515
+2,060% +$30.2K
DEX
1781
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$37K ﹤0.01%
3,813
+46
+1% +$430
TMX
1782
DELISTED
Terminix Global Holdings, Inc.
TMX
$37K ﹤0.01%
748
+175
+31% +$8.45K
FNDA icon
1783
Schwab Fundamental US Small Company Index ETF
FNDA
$9.35B
$36K ﹤0.01%
1,716
– –
GGT
1784
Gabelli Multimedia Trust
GGT
$175M
$36K ﹤0.01%
4,628
+3,613
+356% +$25.8K
GGZ
1785
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$36K ﹤0.01%
2,820
+1,820
+182% +$20.6K
QAI icon
1786
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
$36K ﹤0.01%
1,130
+406
+56% +$12.9K
SGRY icon
1787
Surgery Partners
SGRY
$1.99B
$36K ﹤0.01%
1,260
– –
AVLR
1788
DELISTED
Avalara, Inc.
AVLR
$36K ﹤0.01%
220
+11
+5% +$1.76K
AIT icon
1789
Applied Industrial Technologies
AIT
$13.3B
$35K ﹤0.01%
455
– –
AWI icon
1790
Armstrong World Industries
AWI
$7.85B
$35K ﹤0.01%
475
+21
+5% +$1.52K
BYD icon
1791
Boyd Gaming
BYD
$6.03B
$35K ﹤0.01%
835
+92
+12% +$3.38K
CIEN icon
1792
Ciena
CIEN
$54.9B
$35K ﹤0.01%
666
-13,546
-95% -$602K
CMS icon
1793
CMS Energy
CMS
$21.6B
$35K ﹤0.01%
581
+50
+9% +$3.13K
EOI
1794
Eaton Vance Enhanced Equity Income Fund
EOI
$829M
$35K ﹤0.01%
2,175
– –
GEM icon
1795
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.71B
$35K ﹤0.01%
931
+5
+0.5% +$177
PFG icon
1796
Principal Financial Group
PFG
$24B
$35K ﹤0.01%
733
-1,155
-61% -$52.9K
PWB icon
1797
Invesco Large Cap Growth ETF
PWB
$2.41B
$35K ﹤0.01%
525
– –
TAK icon
1798
Takeda Pharmaceutical
TAK
$55.8B
$35K ﹤0.01%
1,971
-712
-27% -$12.5K
TRMD icon
1799
TORM
TRMD
$2.92B
$35K ﹤0.01%
5,000
+1,500
+43% +$10.7K
BKI
1800
DELISTED
Black Knight, Inc. Common Stock
BKI
$35K ﹤0.01%
407
+235
+137% +$21.3K
70 71
72
73 74

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.