We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.8B
AUM Growth
+$2.56B
Cap. Flow
+$925M
Cap. Flow %
3.58%
Top 10 Hldgs %
20.29%
Holding
2,096
New
125
Increased
924
Reduced
676
Closed
291

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$333M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$80.3M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$79.3M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$76.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$67.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$80.3M
2
DFS
Discover Financial Services
DFS
+$59.6M
3
TTE icon
TotalEnergies
TTE
+$51M
4
META icon
Meta Platforms (Facebook)
META
+$45.2M
5
ADBE icon
Adobe
ADBE
+$38.5M

Sector Composition

Rank Sector Weight
1 Technology 19.33%
2 Financials 11.7%
3 Healthcare 9.56%
4 Consumer Discretionary 6.62%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRX icon
1751
Brixmor Property Group
BRX
$9.59B
$120K ﹤0.01%
+5,445
New +$114K
ABR icon
1752
Arbor Realty Trust
ABR
$966M
$118K ﹤0.01%
+7,962
New +$98.6K
NWL icon
1753
Newell Brands
NWL
$2.62B
$115K ﹤0.01%
13,260
-32
-0.2% -$318
FDD icon
1754
First Trust STOXX European Select Dividend Income Fund
FDD
$898M
$115K ﹤0.01%
10,120
– –
MGTX icon
1755
MeiraGTx Holdings
MGTX
$1.12B
$115K ﹤0.01%
17,040
-583
-3% -$3.75K
PHR icon
1756
Phreesia
PHR
$696M
$114K ﹤0.01%
6,012
-541
-8% -$16.9K
GNK icon
1757
Genco Shipping & Trading
GNK
$1.15B
$112K ﹤0.01%
+8,000
New +$115K
WLKP icon
1758
Westlake Chemical Partners
WLKP
$755M
$111K ﹤0.01%
+5,122
New +$112K
JWSM
1759
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$111K ﹤0.01%
10,396
– –
GCV
1760
Gabelli Convertible and Income Securities Fund
GCV
$93.7M
$111K ﹤0.01%
25,739
– –
QQQH
1761
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$381M
$110K ﹤0.01%
+2,542
New +$103K
ATNM icon
1762
Actinium Pharmaceuticals
ATNM
$25.5M
$109K ﹤0.01%
14,733
-1,190
-7% -$10.1K
UNFI icon
1763
United Natural Foods
UNFI
$2.91B
$109K ﹤0.01%
+5,580
New +$140K
EVN
1764
Eaton Vance Municipal Income Trust
EVN
$416M
$109K ﹤0.01%
10,948
+126
+1% +$1.26K
PCG icon
1765
PG&E
PCG
$38.1B
$107K ﹤0.01%
+6,194
New +$105K
IIF
1766
Morgan Stanley India Investment Fund
IIF
$221M
$107K ﹤0.01%
+4,929
New +$99.9K
AIO
1767
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$901M
$107K ﹤0.01%
+5,794
New +$99.3K
PAYO icon
1768
Payoneer
PAYO
$2.41B
$107K ﹤0.01%
36,644
-3,221
-8% -$16.1K
SHLS icon
1769
Shoals Technologies Group
SHLS
$1.48B
$106K ﹤0.01%
+4,165
New +$96.3K
LUMN icon
1770
Lumen
LUMN
$6.87B
$104K ﹤0.01%
45,798
-6,555
-13% -$14.4K
HR icon
1771
Healthcare Realty
HR
$7.02B
$103K ﹤0.01%
+5,475
New +$106K
PINE
1772
Alpine Income Property Trust
PINE
$333M
$103K ﹤0.01%
+6,332
New +$101K
UPWK icon
1773
Upwork
UPWK
$1.17B
$102K ﹤0.01%
17,617
-2,509
-12% -$22.7K
BGH
1774
Barings Global Short Duration High Yield Fund
BGH
$285M
$102K ﹤0.01%
+7,800
New +$102K
SIVR icon
1775
abrdn Physical Silver Shares ETF
SIVR
$4.12B
$101K ﹤0.01%
+4,636
New +$108K
69 70
71
72 73

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Fifth Third Bancorp
Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return
Universal-Beteiligungs- und Servicegesellschaft
Universal-Beteiligungs- und Servicegesellschaft Frankfurt Am Main, Germany $58.1B AUM 27.19% 1-Year Est. Return

Rockefeller Capital Management's Q2 2023 Portfolio in Review

As of Q2 2023, Rockefeller Capital Management held 2,096 positions worth $25.8B, up 11% from $23.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $925M of net new capital in Q2 2023, opening 125 new positions and adding to 924 existing holdings. Its largest new stake was Lithia Motors: 85,698 shares worth $26.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $80.3M trimmed.

  • Rockefeller Capital Management's largest Q2 2023 buy was Lithia Motors: 85,698 shares worth $26.1M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2023, an estimated $333M increase.
  • Rockefeller Capital Management's biggest Q2 2023 reduction was Microsoft, cutting an estimated $80.3M.
  • Rockefeller Capital Management fully exited Berkshire Hathaway Class A in Q2 2023, selling an estimated $30.7M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.8B portfolio in Q2 2023.
  • Rockefeller Capital Management opened 125 new positions and closed 291 in Q2 2023.
  • Rockefeller Capital Management's portfolio value rose 11% quarter-over-quarter to $25.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.