Rockefeller Capital Management’s Gabelli Convertible and Income Securities Fund GCV Stock Holding History

Rockefeller Capital Management’s Portfolio GCV Stock Details GCV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$110K	Hold	25,739	–	–	﹤0.01%	2822
2025 Q4	$107K	Hold	25,739	–	–	﹤0.01%	2691
2025 Q3	$106K	Buy	+25,739	New	+$103K	﹤0.01%	2553
2023 Q3	–	Sell	-25,739	Closed	-$111K	–	1614
2023 Q2	$111K	Hold	25,739	–	–	﹤0.01%	1765
2023 Q1	$114K	Hold	25,739	–	–	﹤0.01%	1883
2022 Q4	$123K	Hold	25,739	–	–	﹤0.01%	1920
2022 Q3	$127K	Hold	25,739	–	–	﹤0.01%	1863
2022 Q2	$138K	Buy	25,739 +17,670	+219%	+$104K	﹤0.01%	1789
2022 Q1	$49K	Hold	8,069	–	–	﹤0.01%	2310
2021 Q4	$55K	Hold	8,069	–	–	﹤0.01%	2170
2021 Q3	$49K	Hold	8,069	–	–	﹤0.01%	2149
2021 Q2	$53K	Buy	8,069 +1,624	+25%	+$10.4K	﹤0.01%	2048
2021 Q1	$39K	Hold	6,445	–	–	﹤0.01%	1988
2020 Q4	$40K	Buy	6,445 +5,445	+545%	+$31.3K	﹤0.01%	1745
2020 Q3	$5K	Hold	1,000	–	–	﹤0.01%	2219
2020 Q2	$5K	Buy	+1,000	New	+$4.88K	﹤0.01%	2093

Other funds holding GCV

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

GCIA

Gabelli & Co Investment Advisers Rye, New York $674M AUM 64.52% 1-Year Est. Return

PFG Advisors Phoenix, Arizona $1.98B AUM 28.18% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Equitable Holdings New York $15.5B AUM 19.09% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

Rockefeller Capital Management's GCV Position: Q1 2026 in Review

Rockefeller Capital Management held its Gabelli Convertible and Income Securities Fund (GCV) position steady in Q1 2026 at 25,739 shares worth $110K. The position accounts for ﹤0.01% of the portfolio, ranked #2822.

Rockefeller Capital Management first reported a position in GCV in Q2 2020 and has held it in 16 quarters since. The position peaked at $138K in Q2 2022. 32 funds tracked by Wall St. Rank hold GCV as of Q1 2026.

Rockefeller Capital Management held 25,739 shares of Gabelli Convertible and Income Securities Fund worth $110K as of Q1 2026.
Rockefeller Capital Management left its Gabelli Convertible and Income Securities Fund share count unchanged in Q1 2026.
Gabelli Convertible and Income Securities Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #2822 holding.
Rockefeller Capital Management first reported a position in Gabelli Convertible and Income Securities Fund in Q2 2020 and has held it in 16 quarters since.
Rockefeller Capital Management's Gabelli Convertible and Income Securities Fund position peaked at $138K in Q2 2022.
32 funds tracked by Wall St. Rank held Gabelli Convertible and Income Securities Fund as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.