GCV

Gabelli Convertible and Income Securities Fund
GCV

Overview Fund Activity

30 hedge funds and large institutions have $22.9M invested in Gabelli Convertible and Income Securities Fund in 2021 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
+2
Holders Change %
+7.14%
% of All Funds
0.53%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
9
Reduced
9
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MAFM
Mid Atlantic Financial Management
Pennsylvania
$512K
2
Morgan Stanley
Morgan Stanley
New York
$5.01M
3
WAM
Wolverine Asset Management
Illinois
$77K
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$67K
5
FIA
FNY Investment Advisers
New York
$35K

Top Sellers

1
AAM
Advisors Asset Management
Colorado
$0
2
GC
Guggenheim Capital
Illinois
$450K
3
SFS
Shaker Financial Services
Virginia
$817K
4
Osaic Holdings
Osaic Holdings
Arizona
$2.78M
5
WCM
Windsor Capital Management
Arizona
$324K
Name Holding Trade Value Shares
Change 		Shares
Change %
GI
1
GAMCO Investors
Connecticut
$6.86M – – –
Morgan Stanley
2
Morgan Stanley
New York
$5.01M +$234K +38,445 +5%
Osaic Holdings
3
Osaic Holdings
Arizona
$2.78M -$61.5K -10,113 -2%
GCIA
4
Gabelli & Co Investment Advisers
New York
$2.16M – – –
SFS
5
Shaker Financial Services
Virginia
$817K -$409K -67,183 -33%
Stifel Financial
6
Stifel Financial
Missouri
$605K – – –
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
$513K -$30K -4,940 -6%
MAFM
8
Mid Atlantic Financial Management
Pennsylvania
$512K +$270K +44,400 +112%
CL
9
CSS LLC
Illinois
$509K -$40.1K -6,588 -7%
GC
10
Guggenheim Capital
Illinois
$450K -$1.08M -177,357 -71%
EH
11
Equitable Holdings
New York
$404K – – –
PA
12
PFG Advisors
Arizona
$402K -$8.26K -1,360 -2%
WCM
13
Windsor Capital Management
Arizona
$324K -$40.7K -6,696 -11%
CAN
14
Claraphi Advisory Network
United States
$263K +$34.5K +5,675 +15%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$230K – – –
Bank of America
16
Bank of America
North Carolina
$200K +$559 +92 +0.3%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$171K +$20.9K +3,432 +14%
PAG
18
Private Advisor Group
New Jersey
$147K +$27.3K +4,500 +23%
TC
19
TownSquare Capital
Utah
$105K -$342 -56 -0.3%
ASN
20
Advisory Services Network
Georgia
$93K +$1.65K +271 +2%
WAM
21
Wolverine Asset Management
Illinois
$77K +$77K +12,806 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$67K +$67K +11,081 New
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$49K – – –
Wells Fargo
24
Wells Fargo
California
$41K -$11.9K -1,952 -22%
FIA
25
FNY Investment Advisers
New York
$35K +$35K +5,800 New
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