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GCV

Gabelli Convertible and Income Securities Fund

30 hedge funds and large institutions have $22.9M invested in Gabelli Convertible and Income Securities Fund in 2021 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

7% more funds holding

Funds holding: 2830 (+2)

0% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 9

2.17% less ownership

Funds ownership: 22.2%20.03% (-2.2%)

17% less capital invested

Capital invested by funds: $27.5M → $22.9M (-$4.61M)

Holders
30
Holders Change
+2
Holders Change %
+7.14%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
9
Reduced
9
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GI
1
GAMCO Investors
Connecticut
$6.86M
Morgan Stanley
2
Morgan Stanley
New York
$5.01M +$247K +38,445 +5%
Osaic Holdings
3
Osaic Holdings
Arizona
$2.78M -$65K -10,113 -2%
GCIA
4
Gabelli & Co Investment Advisers
New York
$2.16M
SFS
5
Shaker Financial Services
Virginia
$817K -$432K -67,183 -33%
Stifel Financial
6
Stifel Financial
Missouri
$605K
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
$513K -$31.7K -4,940 -6%
MAFM
8
Mid Atlantic Financial Management
Pennsylvania
$512K +$285K +44,400 +112%
CL
9
CSS LLC
Illinois
$509K -$42.3K -6,588 -7%
GC
10
Guggenheim Capital
Illinois
$450K -$1.14M -177,357 -71%
EH
11
Equitable Holdings
New York
$404K
PA
12
PFG Advisors
Arizona
$402K -$8.73K -1,360 -2%
WCM
13
Windsor Capital Management
Arizona
$324K -$43K -6,696 -11%
CAN
14
Claraphi Advisory Network
United States
$263K +$36.5K +5,675 +15%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$230K
Bank of America
16
Bank of America
North Carolina
$200K +$591 +92 +0.3%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$171K +$22K +3,432 +14%
PAG
18
Private Advisor Group
New Jersey
$147K +$28.9K +4,500 +23%
TC
19
TownSquare Capital
Utah
$105K -$360 -56 -0.3%
ASN
20
Advisory Services Network
Georgia
$93K +$1.74K +271 +2%
WAM
21
Wolverine Asset Management
Illinois
$77K +$82.3K +12,806 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$67K +$71.2K +11,081 New
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$49K
Wells Fargo
24
Wells Fargo
California
$41K -$12.5K -1,952 -22%
FIA
25
FNY Investment Advisers
New York
$35K +$37.3K +5,800 New

GCV Hedge Fund Activity: Q3 2021 in Review

30 of the 5,713 institutional investors tracked by Wall St. Rank reported a position in Gabelli Convertible and Income Securities Fund (GCV) for Q3 2021, worth a combined $22.9M — down 17% from $27.5M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new GCV positions and 1 closed out — a net gain of 2 holders — while 9 added to existing stakes and 9 trimmed.

The largest buyer was Mid Atlantic Financial Management, adding an estimated $285K. The largest seller was Advisors Asset Management, exiting entirely with an estimated $1.71M sold.

  • 30 institutional investors held Gabelli Convertible and Income Securities Fund (GCV) as of Q3 2021, up from 28 in Q2 2021.
  • Funds reported $22.9M of Gabelli Convertible and Income Securities Fund stock for Q3 2021, down 17% quarter-over-quarter.
  • 3 funds opened new Gabelli Convertible and Income Securities Fund positions in Q3 2021 and 1 closed out, a net change of +2 holders.
  • The largest Gabelli Convertible and Income Securities Fund buyer in Q3 2021 was Mid Atlantic Financial Management, an estimated $285K added.
  • The largest Gabelli Convertible and Income Securities Fund seller in Q3 2021 was Advisors Asset Management, an estimated $1.71M sold.

Based on aggregated 13F filings for Q3 2021.