GCV

Gabelli Convertible and Income Securities Fund
GCV

Overview Fund Activity

25 hedge funds and large institutions have $16.1M invested in Gabelli Convertible and Income Securities Fund in 2018 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
25
Holders Change
+3
Holders Change %
+13.64%
% of All Funds
0.57%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
9
Reduced
7
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
Sit Investment Associates
Minnesota
+$274K
2
Bank of America
Bank of America
North Carolina
+$181K
3
LPL Financial
LPL Financial
California
+$88.4K
4
ASN
Advisory Services Network
Georgia
+$77K
5
AG
Advisor Group
Arizona
+$42.7K

Top Sellers

1
CWM
Cornerstone Wealth Management
Missouri
-$6.72M
2
Morgan Stanley
Morgan Stanley
New York
-$66.5K
3
WCM
Windsor Capital Management
Arizona
-$60K
4
GI
GAMCO Investors
Connecticut
-$56.9K
5
QCIG
Quad-Cities Investment Group
Iowa
-$46.4K
Name Holding Trade Value Shares
Change 		Shares
Change %
GI
1
GAMCO Investors
Connecticut
$5M -$56.9K -10,000 -1%
Morgan Stanley
2
Morgan Stanley
New York
$3.55M -$66.5K -11,696 -2%
CWM
3
Cornerstone Wealth Management
Missouri
$2.6M -$6.72M -38,988 -72%
WCM
4
Windsor Capital Management
Arizona
$1.36M -$60K -10,544 -4%
AAM
5
Advisors Asset Management
Colorado
$1.04M -$34.9K -6,133 -3%
Bank of America
6
Bank of America
North Carolina
$727K +$181K +31,773 +33%
LPL Financial
7
LPL Financial
California
$457K +$88.4K +15,533 +24%
AG
8
Advisor Group
Arizona
$416K +$42.7K +7,503 +11%
SIA
9
Sit Investment Associates
Minnesota
$274K +$274K +48,235 New
B
10
Bridgeworth
Alabama
$188K – – –
PA
11
PFG Advisors
Arizona
$105K +$22.4K +4,459 +27%
ASN
12
Advisory Services Network
Georgia
$81K +$77K +13,500 +1,929%
Wells Fargo
13
Wells Fargo
California
$46K +$6 +1 +0%
UBS Group
14
UBS Group
Switzerland
$45K -$11.3K -2,000 -20%
MFW
15
Mosaic Family Wealth
Missouri
$29K +$7.25K +1,500 +33%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$24K +$496 +86 +2%
SMG
17
Spectrum Management Group
Indiana
$18K -$21K – –
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$18K – – –
Walleye Trading
19
Walleye Trading
New York
$18K +$18K +3,100 New
US Bancorp
20
US Bancorp
Minnesota
$17K – – –
DBT
21
Dubuque Bank & Trust
Iowa
$17K – – –
PWAG
22
Polaris Wealth Advisory Group
California
$15K +$15K +2,552 New
Walleye Capital
23
Walleye Capital
New York
$12K +$12K +2,100 New
MRCM
24
M&R Capital Management
New Jersey
$5K +$104 +22 +2%
QCIG
25
Quad-Cities Investment Group
Iowa
$1K -$46.4K -5,434 -98%
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