GCV

Gabelli Convertible and Income Securities Fund
GCV

Overview Fund Activity

28 hedge funds and large institutions have $21.7M invested in Gabelli Convertible and Income Securities Fund in 2019 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
28
Holders Change
-7
Holders Change %
-20%
% of All Funds
0.61%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
8
Reduced
9
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
Advisors Asset Management
Colorado
+$1.03M
2
Morgan Stanley
Morgan Stanley
New York
+$283K
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$60K
4
PA
PFG Advisors
Arizona
+$32.1K
5
AG
Advisor Group
Arizona
+$30.1K

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
-$674K
2
IFWM
Institute for Wealth Management
Colorado
-$327K
3
First Trust Advisors
First Trust Advisors
Illinois
-$299K
4
CCP
Clough Capital Partners
Massachusetts
-$276K
5
SFS
Shaker Financial Services
Virginia
-$204K
Name Holding Trade Value Shares
Change 		Shares
Change %
GI
1
GAMCO Investors
Connecticut
$6.04M -$49.9K -9,589 -0.8%
Morgan Stanley
2
Morgan Stanley
New York
$3.28M +$283K +54,422 +9%
SIA
3
Sit Investment Associates
Minnesota
$2.19M -$674K -129,526 -23%
AAM
4
Advisors Asset Management
Colorado
$2.17M +$1.03M +197,159 +89%
GCIA
5
Gabelli & Co Investment Advisers
New York
$1.86M – – –
WCM
6
Windsor Capital Management
Arizona
$1.15M -$35.1K -6,758 -3%
CCP
7
Clough Capital Partners
Massachusetts
$1.01M -$276K -53,000 -21%
Bank of America
8
Bank of America
North Carolina
$705K -$63.3K -12,172 -8%
SFS
9
Shaker Financial Services
Virginia
$670K -$204K -39,129 -23%
LPL Financial
10
LPL Financial
California
$582K -$34.9K -6,717 -6%
CL
11
CSS LLC
Illinois
$487K – – –
AG
12
Advisor Group
Arizona
$416K +$30.1K +5,796 +8%
PA
13
PFG Advisors
Arizona
$216K +$32.1K +6,153 +17%
WAM
14
Wolverine Asset Management
Illinois
$195K -$182K -34,941 -48%
YCM
15
Yakira Capital Management
Connecticut
$185K – – –
MAFM
16
Mid Atlantic Financial Management
Pennsylvania
$139K +$23.9K +4,600 +21%
ASN
17
Advisory Services Network
Georgia
$87K +$13K +2,499 +18%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$73K +$396 +77 +0.5%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$60K +$60K +11,526 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$40K – – –
Wells Fargo
21
Wells Fargo
California
$35K – – –
MFW
22
Mosaic Family Wealth
Missouri
$31K – – –
FHA
23
Flagship Harbor Advisors
Massachusetts
$26K – – –
US Bancorp
24
US Bancorp
Minnesota
$21K – – –
SMG
25
Spectrum Management Group
Indiana
$17K -$14K – –
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