GCV

Gabelli Convertible and Income Securities Fund
GCV

Overview Fund Activity

20 hedge funds and large institutions have $15.5M invested in Gabelli Convertible and Income Securities Fund in 2014 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 6 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
20
Holders Change
+1
Holders Change %
+5.26%
% of All Funds
0.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
6
Reduced
5
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
DMAM
Del Mar Asset Management
New York
$344K
2
VKH
Virtu KCG Holdings
New York
$127K
3
Bank of America
Bank of America
North Carolina
$143K
4
Morgan Stanley
Morgan Stanley
New York
$2.59M
5
AIG
American International Group
New York
$68.9K

Top Sellers

1
GC
Guggenheim Capital
Illinois
$0
2
SFS
Shaker Financial Services
Virginia
$0
3
WCM
Windsor Capital Management
Arizona
$2.88M
4
AAM
Advisors Asset Management
Colorado
$799K
5
U
UBS
Switzerland
$232K
Name Holding Trade Value Shares
Change 		Shares
Change %
GI
1
GAMCO Investors
Connecticut
$7.37M – – –
WCM
2
Windsor Capital Management
Arizona
$2.88M -$59.8K -9,504 -2%
Morgan Stanley
3
Morgan Stanley
New York
$2.59M +$92.1K +14,645 +4%
AAM
4
Advisors Asset Management
Colorado
$799K -$44.5K -7,074 -5%
LPL Financial
5
LPL Financial
California
$427K -$19.8K -3,155 -4%
DMAM
6
Del Mar Asset Management
New York
$344K +$344K +54,700 New
US Bancorp
7
US Bancorp
Minnesota
$286K – – –
U
8
UBS
Switzerland
$232K -$20.7K -3,287 -8%
Bank of America
9
Bank of America
North Carolina
$143K +$107K +17,000 +296%
VKH
10
Virtu KCG Holdings
New York
$127K +$127K +20,186 New
Deutsche Bank
11
Deutsche Bank
Germany
$79K +$18K +2,900 +30%
WS
12
Wedbush Securities
California
$78K +$6.8K +1,085 +10%
AIG
13
American International Group
New York
$68.9K +$33.7K +5,355 +96%
Wells Fargo
14
Wells Fargo
California
$32K -$6 -1 -0%
BRWA
15
B. Riley Wealth Advisors
Florida
$27.5K +$27.5K +4,373 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$27K +$12.7K +2,000 +89%
Citigroup
17
Citigroup
New York
$13K +$13K +2,056 New
Creative Planning
18
Creative Planning
Kansas
$6K – – –
TRCT
19
Tower Research Capital (TRC)
New York
$2K +$2K +289 New
GC
20
Guggenheim Capital
Illinois
– -$271K -43,778 Closed
SFS
21
Shaker Financial Services
Virginia
– -$127K -20,548 Closed
WAM
22
Wolverine Asset Management
Illinois
– -$12K -2,000 Closed
Barclays
23
Barclays
United Kingdom
– -$1K -166 Closed