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GCV

Gabelli Convertible and Income Securities Fund

22 hedge funds and large institutions have $11.1M invested in Gabelli Convertible and Income Securities Fund in 2015 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 6 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

22% more funds holding

Funds holding: 1822 (+4)

0.62% less ownership

Funds ownership: 17.17%16.56% (-0.62%)

5% less capital invested

Capital invested by funds: $11.7M → $11.1M (-$604K)

25% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 8

Holders
22
Holders Change
+4
Holders Change %
+22.22%
% of All Funds
0.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
6
Reduced
8
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GI
1
GAMCO Investors
Connecticut
$5.47M -$112K -22,520 -2%
Morgan Stanley
2
Morgan Stanley
New York
$2.41M -$45.7K -9,237 -2%
WCM
3
Windsor Capital Management
Arizona
$1.64M -$158K -31,906 -8%
CRC
4
Curi RMB Capital
Illinois
$479K -$174K -35,083 -26%
AIG
5
American International Group
New York
$319K +$119K +24,033 +56%
WAM
6
Wolverine Asset Management
Illinois
$222K +$70.1K +14,151 +44%
LPL Financial
7
LPL Financial
California
$132K +$21.5K +4,349 +19%
Bank of America
8
Bank of America
North Carolina
$130K +$6.93K +1,400 +5%
US Bancorp
9
US Bancorp
Minnesota
$59K -$155K -31,376 -72%
LCM
10
Landscape Capital Management
New Jersey
$56K +$58.3K +11,766 New
Deutsche Bank
11
Deutsche Bank
Germany
$34K -$38.1K -7,700 -51%
MFW
12
Mosaic Family Wealth
Missouri
$21K +$22.3K +4,500 New
Wells Fargo
13
Wells Fargo
California
$19K -$15.8K -3,199 -44%
IA
14
IFP Advisors
Florida
$17K +$17.2K +3,465 New
NFG
15
Next Financial Group
Texas
$8K
Citigroup
16
Citigroup
New York
$8K +$8.11K +1,638 +10,238%
AFP
17
Ausdal Financial Partners
Iowa
$7K +$6.86K +1,385 New
Creative Planning
18
Creative Planning
Kansas
$5K
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$4K -$11.1K -2,244 -74%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$4K +$4.28K +865 New
UBS Group
21
UBS Group
Switzerland
$3K +$3.19K +644 +870%
TRCT
22
Tower Research Capital (TRC)
New York
$1K +$857 +173 New
WS
23
Wedbush Securities
California
-$51K -10,548 Closed
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
-$2K -500 Closed

GCV Hedge Fund Activity: Q4 2015 in Review

22 of the 3,813 institutional investors tracked by Wall St. Rank reported a position in Gabelli Convertible and Income Securities Fund (GCV) for Q4 2015, worth a combined $11.1M — down 5.2% from $11.7M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new GCV positions and 2 closed out — a net gain of 4 holders — while 6 added to existing stakes and 8 trimmed.

The largest buyer was American International Group, adding an estimated $119K. The largest seller was Curi RMB Capital, cutting an estimated $174K.

  • 22 institutional investors held Gabelli Convertible and Income Securities Fund (GCV) as of Q4 2015, up from 18 in Q3 2015.
  • Funds reported $11.1M of Gabelli Convertible and Income Securities Fund stock for Q4 2015, down 5.2% quarter-over-quarter.
  • 6 funds opened new Gabelli Convertible and Income Securities Fund positions in Q4 2015 and 2 closed out, a net change of +4 holders.
  • The largest Gabelli Convertible and Income Securities Fund buyer in Q4 2015 was American International Group, an estimated $119K added.
  • The largest Gabelli Convertible and Income Securities Fund seller in Q4 2015 was Curi RMB Capital, an estimated $174K sold.

Based on aggregated 13F filings for Q4 2015.