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GCV

Gabelli Convertible and Income Securities Fund

17 hedge funds and large institutions have $14.4M invested in Gabelli Convertible and Income Securities Fund in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 5 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 5

0.55% less ownership

Funds ownership: 17.86%17.32% (-0.55%)

8% less capital invested

Capital invested by funds: $15.5M → $14.4M (-$1.17M)

15% less funds holding

Funds holding: 2017 (-3)

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

Holders
17
Holders Change
-3
Holders Change %
-15%
% of All Funds
0.49%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
7
Reduced
5
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GI
1
GAMCO Investors
Connecticut
$7M -$25.4K -4,110 -0.4%
WCM
2
Windsor Capital Management
Arizona
$2.69M -$56.1K -9,074 -2%
Morgan Stanley
3
Morgan Stanley
New York
$2.55M +$80.2K +12,981 +3%
AAM
4
Advisors Asset Management
Colorado
$721K -$42.5K -6,879 -5%
LPL Financial
5
LPL Financial
California
$423K +$19.2K +3,100 +5%
US Bancorp
6
US Bancorp
Minnesota
$263K -$10.2K -1,647 -4%
U
7
UBS
Switzerland
$251K +$30.1K +4,877 +13%
Bank of America
8
Bank of America
North Carolina
$151K +$15.4K +2,500 +11%
Deutsche Bank
9
Deutsche Bank
Germany
$96K +$20.4K +3,300 +26%
WS
10
Wedbush Securities
California
$75K +$544 +88 +0.7%
AIG
11
American International Group
New York
$55.8K -$10.2K -1,650 -15%
Wells Fargo
12
Wells Fargo
California
$35K +$4.94K +800 +16%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$25K
NFG
14
Next Financial Group
Texas
$11K +$11.1K +1,790 New
Creative Planning
15
Creative Planning
Kansas
$6K
Barclays
16
Barclays
United Kingdom
$1K +$1.1K +178 New
DMAM
17
Del Mar Asset Management
New York
-$344K -54,700 Closed
VKH
18
Virtu KCG Holdings
New York
-$127K -20,186 Closed
BRWA
19
B. Riley Wealth Advisors
Florida
-$27.5K -4,373 Closed
Citigroup
20
Citigroup
New York
-$13K -2,056 Closed
TRCT
21
Tower Research Capital (TRC)
New York
-$2K -289 Closed

GCV Hedge Fund Activity: Q3 2014 in Review

17 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Gabelli Convertible and Income Securities Fund (GCV) for Q3 2014, worth a combined $14.4M — down 7.5% from $15.5M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of GCV and 2 opened new positions — a net loss of 3 holders — while 5 trimmed existing stakes and 7 added.

The largest buyer was Morgan Stanley, adding an estimated $80.2K. The largest seller was Del Mar Asset Management, exiting entirely with an estimated $344K sold.

  • 17 institutional investors held Gabelli Convertible and Income Securities Fund (GCV) as of Q3 2014, down from 20 in Q2 2014.
  • Funds reported $14.4M of Gabelli Convertible and Income Securities Fund stock for Q3 2014, down 7.5% quarter-over-quarter.
  • 2 funds opened new Gabelli Convertible and Income Securities Fund positions in Q3 2014 and 5 closed out, a net change of -3 holders.
  • The largest Gabelli Convertible and Income Securities Fund buyer in Q3 2014 was Morgan Stanley, an estimated $80.2K added.
  • The largest Gabelli Convertible and Income Securities Fund seller in Q3 2014 was Del Mar Asset Management, an estimated $344K sold.

Based on aggregated 13F filings for Q3 2014.