GCV

Gabelli Convertible and Income Securities Fund
GCV

Overview Fund Activity

17 hedge funds and large institutions have $14.4M invested in Gabelli Convertible and Income Securities Fund in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 5 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
17
Holders Change
-3
Holders Change %
-15%
% of All Funds
0.49%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
7
Reduced
5
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$2.55M
2
U
UBS
Switzerland
$251K
3
Deutsche Bank
Deutsche Bank
Germany
$96K
4
LPL Financial
LPL Financial
California
$423K
5
Bank of America
Bank of America
North Carolina
$151K

Top Sellers

1
DMAM
Del Mar Asset Management
New York
$0
2
VKH
Virtu KCG Holdings
New York
$0
3
WCM
Windsor Capital Management
Arizona
$2.69M
4
AAM
Advisors Asset Management
Colorado
$721K
5
BRWA
B. Riley Wealth Advisors
Florida
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
GI
1
GAMCO Investors
Connecticut
$7M -$24.7K -4,110 -0.4%
WCM
2
Windsor Capital Management
Arizona
$2.69M -$54.4K -9,074 -2%
Morgan Stanley
3
Morgan Stanley
New York
$2.55M +$77.9K +12,981 +3%
AAM
4
Advisors Asset Management
Colorado
$721K -$41.3K -6,879 -5%
LPL Financial
5
LPL Financial
California
$423K +$18.5K +3,100 +5%
US Bancorp
6
US Bancorp
Minnesota
$263K -$9.89K -1,647 -4%
U
7
UBS
Switzerland
$251K +$29.3K +4,877 +13%
Bank of America
8
Bank of America
North Carolina
$151K +$15K +2,500 +11%
Deutsche Bank
9
Deutsche Bank
Germany
$96K +$19.8K +3,300 +26%
WS
10
Wedbush Securities
California
$75K +$527 +88 +0.7%
AIG
11
American International Group
New York
$55.8K -$9.9K -1,650 -15%
Wells Fargo
12
Wells Fargo
California
$35K +$4.75K +800 +16%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$25K – – –
NFG
14
Next Financial Group
Texas
$11K +$11K +1,790 New
Creative Planning
15
Creative Planning
Kansas
$6K – – –
Barclays
16
Barclays
United Kingdom
$1K +$1K +178 New
DMAM
17
Del Mar Asset Management
New York
– -$344K -54,700 Closed
VKH
18
Virtu KCG Holdings
New York
– -$127K -20,186 Closed
BRWA
19
B. Riley Wealth Advisors
Florida
– -$27.5K -4,373 Closed
Citigroup
20
Citigroup
New York
– -$13K -2,056 Closed
TRCT
21
Tower Research Capital (TRC)
New York
– -$2K -289 Closed