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GCV

Gabelli Convertible and Income Securities Fund

23 hedge funds and large institutions have $10.1M invested in Gabelli Convertible and Income Securities Fund in 2016 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 6 increasing their positions, 4 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

700% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 1

50% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 4

44% more funds holding

Funds holding: 1623 (+7)

1.47% more ownership

Funds ownership: 13.78%15.25% (+1.5%)

4% more capital invested

Capital invested by funds: $9.68M → $10.1M (+$413K)

Holders
23
Holders Change
+7
Holders Change %
+43.75%
% of All Funds
0.57%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
6
Reduced
4
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GI
1
GAMCO Investors
Connecticut
$4.25M -$198K -42,000 -4%
Morgan Stanley
2
Morgan Stanley
New York
$2.65M +$58.8K +12,496 +2%
WCM
3
Windsor Capital Management
Arizona
$1.39M -$42.5K -9,032 -3%
SFS
4
Shaker Financial Services
Virginia
$625K +$625K +132,967 New
AG
5
Advisor Group
Arizona
$208K +$20.2K +4,296 +11%
Bank of America
6
Bank of America
North Carolina
$200K +$22.7K +4,822 +13%
LCM
7
Laurion Capital Management
New York
$186K +$187K +39,758 New
Citigroup
8
Citigroup
New York
$106K +$107K +22,644 New
IA
9
IFP Advisors
Florida
$79K +$31.1K +6,605 +65%
DA
10
Doliver Advisors
Texas
$70K +$70.1K +14,902 New
AA
11
Advisory Alpha
Michigan
$66K +$62.9K +13,368 New
LPL Financial
12
LPL Financial
California
$63K -$3.29K -700 -5%
CRC
13
Curi RMB Capital
Illinois
$59K +$59.4K +12,619 New
UBS Group
14
UBS Group
Switzerland
$54K +$5.81K +1,236 +12%
US Bancorp
15
US Bancorp
Minnesota
$28K -$30.1K -6,398 -51%
MFW
16
Mosaic Family Wealth
Missouri
$21K
Wells Fargo
17
Wells Fargo
California
$20K +$5 +1 +0%
NFG
18
Next Financial Group
Texas
$8K
Creative Planning
19
Creative Planning
Kansas
$5K
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$4K
MRCM
21
M&R Capital Management
New Jersey
$4K +$4.27K +908 New
GI
22
Gradient Investments
Minnesota
$1K
TRCT
23
Tower Research Capital (TRC)
New York
$1K +$851 +181 New
GWM
24
Geneos Wealth Management
Colorado
-$5K -1,100 Closed

GCV Hedge Fund Activity: Q4 2016 in Review

23 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Gabelli Convertible and Income Securities Fund (GCV) for Q4 2016, worth a combined $10.1M — up 4.3% from $9.68M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new GCV positions and 1 closed out — a net gain of 7 holders — while 6 added to existing stakes and 4 trimmed.

The largest buyer was Shaker Financial Services, opening a new position worth an estimated $625K. The largest seller was GAMCO Investors, cutting an estimated $198K.

  • 23 institutional investors held Gabelli Convertible and Income Securities Fund (GCV) as of Q4 2016, up from 16 in Q3 2016.
  • Funds reported $10.1M of Gabelli Convertible and Income Securities Fund stock for Q4 2016, up 4.3% quarter-over-quarter.
  • 8 funds opened new Gabelli Convertible and Income Securities Fund positions in Q4 2016 and 1 closed out, a net change of +7 holders.
  • The largest Gabelli Convertible and Income Securities Fund buyer in Q4 2016 was Shaker Financial Services, an estimated $625K added.
  • The largest Gabelli Convertible and Income Securities Fund seller in Q4 2016 was GAMCO Investors, an estimated $198K sold.

Based on aggregated 13F filings for Q4 2016.