GCV

Gabelli Convertible and Income Securities Fund
GCV

Overview Fund Activity

23 hedge funds and large institutions have $10.1M invested in Gabelli Convertible and Income Securities Fund in 2016 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 6 increasing their positions, 4 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
23
Holders Change
+7
Holders Change %
+43.75%
% of All Funds
0.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
6
Reduced
4
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
Shaker Financial Services
Virginia
$625K
2
LCM
Laurion Capital Management
New York
$186K
3
Citigroup
Citigroup
New York
$106K
4
DA
Doliver Advisors
Texas
$70K
5
AA
Advisory Alpha
Michigan
$66K

Top Sellers

1
GI
GAMCO Investors
Connecticut
$4.25M
2
WCM
Windsor Capital Management
Arizona
$1.39M
3
US Bancorp
US Bancorp
Minnesota
$28K
4
GWM
Geneos Wealth Management
Colorado
$0
5
LPL Financial
LPL Financial
California
$63K
Name Holding Trade Value Shares
Change 		Shares
Change %
GI
1
GAMCO Investors
Connecticut
$4.25M -$197K -42,000 -4%
Morgan Stanley
2
Morgan Stanley
New York
$2.65M +$58.7K +12,496 +2%
WCM
3
Windsor Capital Management
Arizona
$1.39M -$42.4K -9,032 -3%
SFS
4
Shaker Financial Services
Virginia
$625K +$625K +132,967 New
AG
5
Advisor Group
Arizona
$208K +$20.1K +4,296 +11%
Bank of America
6
Bank of America
North Carolina
$200K +$22.6K +4,822 +13%
LCM
7
Laurion Capital Management
New York
$186K +$186K +39,758 New
Citigroup
8
Citigroup
New York
$106K +$106K +22,644 New
IA
9
IFP Advisors
Florida
$79K +$31.2K +6,605 +65%
DA
10
Doliver Advisors
Texas
$70K +$70K +14,902 New
AA
11
Advisory Alpha
Michigan
$66K +$66K +13,368 New
LPL Financial
12
LPL Financial
California
$63K -$3.27K -700 -5%
CRC
13
Curi RMB Capital
Illinois
$59K +$59K +12,619 New
UBS Group
14
UBS Group
Switzerland
$54K +$5.81K +1,236 +12%
US Bancorp
15
US Bancorp
Minnesota
$28K -$29.7K -6,398 -51%
MFW
16
Mosaic Family Wealth
Missouri
$21K – – –
Wells Fargo
17
Wells Fargo
California
$20K +$5 +1 +0%
NFG
18
Next Financial Group
Texas
$8K – – –
Creative Planning
19
Creative Planning
Kansas
$5K – – –
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$4K – – –
MRCM
21
M&R Capital Management
New Jersey
$4K +$4K +908 New
GI
22
Gradient Investments
Minnesota
$1K – – –
TRCT
23
Tower Research Capital (TRC)
New York
$1K +$1K +181 New
GWM
24
Geneos Wealth Management
Colorado
– -$5K -1,100 Closed