GCV

Gabelli Convertible and Income Securities Fund
GCV

Overview Fund Activity

20 hedge funds and large institutions have $14.1M invested in Gabelli Convertible and Income Securities Fund in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 5 increasing their positions, 3 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
20
Holders Change
+3
Holders Change %
+17.65%
% of All Funds
0.53%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
5
Reduced
3
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
VKH
Virtu KCG Holdings
New York
$124K
2
Morgan Stanley
Morgan Stanley
New York
$2.68M
3
AIG
American International Group
New York
$102K
4
Wells Fargo
Wells Fargo
California
$44K
5
NPC
National Planning Corporation
California
$7.96K

Top Sellers

1
LPL Financial
LPL Financial
California
$142K
2
WCM
Windsor Capital Management
Arizona
$2.54M
3
AAM
Advisors Asset Management
Colorado
$687K
4
Barclays
Barclays
United Kingdom
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
GI
1
GAMCO Investors
Connecticut
$7.1M – – –
Morgan Stanley
2
Morgan Stanley
New York
$2.68M +$93.1K +15,318 +4%
WCM
3
Windsor Capital Management
Arizona
$2.54M -$191K -31,334 -7%
AAM
4
Advisors Asset Management
Colorado
$687K -$46K -7,533 -6%
US Bancorp
5
US Bancorp
Minnesota
$266K – – –
Bank of America
6
Bank of America
North Carolina
$157K +$3.65K +600 +2%
LPL Financial
7
LPL Financial
California
$142K -$288K -47,552 -67%
VKH
8
Virtu KCG Holdings
New York
$124K +$124K +20,334 New
AIG
9
American International Group
New York
$102K +$45.3K +7,448 +80%
Deutsche Bank
10
Deutsche Bank
Germany
$97K – – –
WS
11
Wedbush Securities
California
$77K +$676 +111 +0.9%
Wells Fargo
12
Wells Fargo
California
$44K +$8.44K +1,400 +24%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$26K – – –
NFG
14
Next Financial Group
Texas
$11K – – –
NPC
15
National Planning Corporation
California
$7.96K +$7.96K +1,322 New
Creative Planning
16
Creative Planning
Kansas
$6K – – –
UBS Group
17
UBS Group
Switzerland
$3K +$3K +412 New
RFA
18
Reilly Financial Advisors
California
$1K +$1K +200 New
BRWA
19
B. Riley Wealth Advisors
Florida
$17 +$17 +2,834 New
Barclays
20
Barclays
United Kingdom
– -$1K -178 Closed