GCV

Gabelli Convertible and Income Securities Fund
GCV

Overview Fund Activity

22 hedge funds and large institutions have $26.7M invested in Gabelli Convertible and Income Securities Fund in 2019 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 3 increasing their positions, 5 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
22
Holders Change
–
Holders Change %
0%
% of All Funds
0.43%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
3
Reduced
5
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AG
Advisor Group
Arizona
+$1.77M
2
GC
Guggenheim Capital
Illinois
+$1.07M
3
AAM
Advisors Asset Management
Colorado
+$791K
4
Stifel Financial
Stifel Financial
Missouri
+$498K
5
Invesco
Invesco
Georgia
+$454K

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$535K
2
SFS
Shaker Financial Services
Virginia
-$465K
3
YCM
Yakira Capital Management
Connecticut
-$144K
4
LPL Financial
LPL Financial
California
-$107K
5
MAFM
Mid Atlantic Financial Management
Pennsylvania
-$77.6K
Name Holding Trade Value Shares
Change 		Shares
Change %
GI
1
GAMCO Investors
Connecticut
$6.73M – – –
AAM
2
Advisors Asset Management
Colorado
$5.25M +$791K +135,159 +18%
Morgan Stanley
3
Morgan Stanley
New York
$4.71M +$4.31K +737 +0.1%
AG
4
Advisor Group
Arizona
$2.63M +$1.77M +303,380 +207%
GCIA
5
Gabelli & Co Investment Advisers
New York
$2.09M – – –
WCM
6
Windsor Capital Management
Arizona
$1.16M -$38.1K -6,516 -3%
GC
7
Guggenheim Capital
Illinois
$1.07M +$1.07M +182,455 New
CL
8
CSS LLC
Illinois
$548K – – –
Stifel Financial
9
Stifel Financial
Missouri
$498K +$498K +85,374 New
Invesco
10
Invesco
Georgia
$454K +$454K +77,550 New
LPL Financial
11
LPL Financial
California
$453K -$107K -18,345 -19%
PA
12
PFG Advisors
Arizona
$275K -$11K -1,869 -4%
Bank of America
13
Bank of America
North Carolina
$270K -$535K -91,433 -66%
MAFM
14
Mid Atlantic Financial Management
Pennsylvania
$154K -$77.6K -13,300 -34%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$120K – – –
Wells Fargo
16
Wells Fargo
California
$108K – – –
ASN
17
Advisory Services Network
Georgia
$83K – – –
FAAS
18
First Allied Advisory Services
California
$65K – – –
UBS Group
19
UBS Group
Switzerland
$24K +$24K +4,185 New
SMG
20
Spectrum Management Group
Indiana
$19K – – –
FHA
21
Flagship Harbor Advisors
Massachusetts
$9K – – –
SFS
22
Shaker Financial Services
Virginia
– -$465K -87,496 Closed
YCM
23
Yakira Capital Management
Connecticut
– -$144K -27,134 Closed
CAN
24
Claraphi Advisory Network
United States
– -$31K -5,850 Closed
Fidelity Investments
25
Fidelity Investments
Massachusetts
– -$12K -2,178 Closed
1
2