GCV

Gabelli Convertible and Income Securities Fund
GCV

Overview Fund Activity

35 hedge funds and large institutions have $19.7M invested in Gabelli Convertible and Income Securities Fund in 2018 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 13 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
35
Holders Change
+10
Holders Change %
+40%
% of All Funds
0.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
13
Reduced
4
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
Sit Investment Associates
Minnesota
+$2.21M
2
GCIA
Gabelli & Co Investment Advisers
New York
+$1.57M
3
GI
GAMCO Investors
Connecticut
+$1.28M
4
CCP
Clough Capital Partners
Massachusetts
+$1.08M
5
SFS
Shaker Financial Services
Virginia
+$737K

Top Sellers

1
CWM
Cornerstone Wealth Management
Missouri
-$2.6M
2
Morgan Stanley
Morgan Stanley
New York
-$206K
3
B
Bridgeworth
Alabama
-$61.2K
4
WCM
Windsor Capital Management
Arizona
-$51K
5
SMG
Spectrum Management Group
Indiana
-$18K
Name Holding Trade Value Shares
Change 		Shares
Change %
GI
1
GAMCO Investors
Connecticut
$5.14M +$1.28M +292,272 +33%
Morgan Stanley
2
Morgan Stanley
New York
$2.53M -$206K -46,914 -8%
SIA
3
Sit Investment Associates
Minnesota
$2.42M +$2.21M +503,031 +1,043%
GCIA
4
Gabelli & Co Investment Advisers
New York
$1.57M +$1.57M +357,988 New
CCP
5
Clough Capital Partners
Massachusetts
$1.08M +$1.08M +246,757 New
WCM
6
Windsor Capital Management
Arizona
$996K -$51K -11,616 -5%
AAM
7
Advisors Asset Management
Colorado
$969K +$168K +38,228 +21%
SFS
8
Shaker Financial Services
Virginia
$737K +$737K +167,886 New
Bank of America
9
Bank of America
North Carolina
$649K +$87.9K +20,006 +16%
LPL Financial
10
LPL Financial
California
$521K +$168K +38,280 +48%
CL
11
CSS LLC
Illinois
$411K +$411K +93,700 New
IFWM
12
Institute for Wealth Management
Colorado
$327K +$327K +15,152 New
AG
13
Advisor Group
Arizona
$326K +$4.74K +1,078 +1%
WAM
14
Wolverine Asset Management
Illinois
$318K +$318K +72,473 +7,247,300%
First Trust Advisors
15
First Trust Advisors
Illinois
$299K +$299K +68,027 New
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$193K +$193K +43,927 New
PA
17
PFG Advisors
Arizona
$180K +$73K +14,297 +68%
YCM
18
Yakira Capital Management
Connecticut
$156K +$156K +35,502 New
VF
19
Virtu Financial
New York
$115K +$115K +26,242 New
LCM
20
Landscape Capital Management
New Jersey
$113K +$113K +25,662 New
CRC
21
Curi RMB Capital
Illinois
$100K +$100K +22,704 New
MAFM
22
Mid Atlantic Financial Management
Pennsylvania
$97K +$97K +22,100 New
B
23
Bridgeworth
Alabama
$83K -$61.2K -14,000 -42%
ASN
24
Advisory Services Network
Georgia
$62K – – –
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$61K +$61K +14,116 New
1
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