GCV

Gabelli Convertible and Income Securities Fund
GCV

Overview Fund Activity

21 hedge funds and large institutions have $20.4M invested in Gabelli Convertible and Income Securities Fund in 2019 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
21
Holders Change
-7
Holders Change %
-25%
% of All Funds
0.46%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
9
Reduced
7
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
Shaker Financial Services
Virginia
+$357K
2
Morgan Stanley
Morgan Stanley
New York
+$161K
3
Geode Capital Management
Geode Capital Management
Massachusetts
+$133K
4
WAM
Wolverine Asset Management
Illinois
+$127K
5
MAFM
Mid Atlantic Financial Management
Pennsylvania
+$71.9K

Top Sellers

1
CCP
Clough Capital Partners
Massachusetts
-$1.01M
2
SIA
Sit Investment Associates
Minnesota
-$562K
3
AAM
Advisors Asset Management
Colorado
-$99.6K
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$73K
5
LPL Financial
LPL Financial
California
-$60.9K
Name Holding Trade Value Shares
Change 		Shares
Change %
GI
1
GAMCO Investors
Connecticut
$5.96M – – –
Morgan Stanley
2
Morgan Stanley
New York
$3.4M +$161K +31,359 +5%
AAM
3
Advisors Asset Management
Colorado
$2.05M -$99.6K -19,411 -5%
GCIA
4
Gabelli & Co Investment Advisers
New York
$1.84M – – –
SIA
5
Sit Investment Associates
Minnesota
$1.6M -$562K -109,490 -26%
WCM
6
Windsor Capital Management
Arizona
$1.09M -$39.5K -7,696 -3%
SFS
7
Shaker Financial Services
Virginia
$1.02M +$357K +69,647 +54%
Bank of America
8
Bank of America
North Carolina
$702K +$6.34K +1,236 +0.9%
LPL Financial
9
LPL Financial
California
$513K -$60.9K -11,875 -11%
CL
10
CSS LLC
Illinois
$481K – – –
AG
11
Advisor Group
Arizona
$464K +$54.3K +10,591 +13%
WAM
12
Wolverine Asset Management
Illinois
$319K +$127K +24,842 +66%
PA
13
PFG Advisors
Arizona
$216K -$3.41K -644 -2%
MAFM
14
Mid Atlantic Financial Management
Pennsylvania
$209K +$71.9K +14,000 +52%
YCM
15
Yakira Capital Management
Connecticut
$182K – – –
Geode Capital Management
16
Geode Capital Management
Massachusetts
$133K +$133K +25,961 New
Wells Fargo
17
Wells Fargo
California
$94K +$59.8K +11,658 +175%
ASN
18
Advisory Services Network
Georgia
$73K -$12.8K -2,499 -15%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$73K +$13.6K +2,648 +23%
SMG
20
Spectrum Management Group
Indiana
$17K -$17K – –
FHA
21
Flagship Harbor Advisors
Massachusetts
$7K -$16.3K -3,500 -70%
MRCM
22
M&R Capital Management
New Jersey
$5K +$119 +27 +2%
CCP
23
Clough Capital Partners
Massachusetts
– -$1.01M -193,757 Closed
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
– -$73K -14,193 Closed
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
– -$40K -7,615 Closed
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